MACMILLAN BUILDING, BOMBAY 309 Bow BAZAAR STREET, CALCUTTA I SPINOZA'S SHORT TREATISE ON OD,M AN, ftf HIS WELL-BEING TRANSLATED AND EDITED, WITH AN INTRODUCTION AND COMMENTARY AND A LIFE OF SPINOZA BY ASSISTANT PROFESSOR OF PHILOSOPHY AT, AND FELLOW OF, UNIVERSITY COLLEGE, LONDON, LECTURER ON LOGIC AND SCIENTIFIC METHOD AT THE LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE, AND EXAMINER TO THE UNIVERSITY OF LONDON LONDON ADAM AND CHARLES BLACK PREFACE THIS volume is primarily intended to be an introduction to the philosophy of Spinoza. The Short Treatise, though by no means free from difficulties, is well adapted for the pur pose. It contains the essentials of Spinoza's philosophy in a less exacting form than the Ethics with its rigid geometric method. The Short Treatise cannot, of course, take the place of the Ethicsy but it prepares the way for a much easier and more profitable study of it than is otherwise possible. The Introduction and the Commentary provide all the help that the reader is likely to require.
At the same time, the Short Treatise has a special interest for more advanced students of Spinoza as the most im portant aid to the study of the origin and development of his philosophy. And their needs have not been overlooked. Every care has been taken to give a faithful version of the Treatise; notice is taken of all variant readings and notes which are likely to be of any importance; even peculi arities of punctuation and the lavish use of capital letters are for the most part reproduced here from the Dutch manu scripts. And the Introduction and the Commentary, though largely superfluous for the advanced student, will, it is hoped, also be found to contain something that may be interesting and helpful even to him.
The Translation was, in the first instance, based on the Dutch text contained in Van Vloten and Land's second edition of Spinoza's works. Subsequently, however, I spent a very considerable amount of time and trouble in going through the manuscripts themselves, with the result that the present version may, I think, claim to be more complete than any of the published editions or translations.
The Life of Spinoza, which forms the greater part of the Introduction, is based on an independent study of all the available material. This material has been considerably increased in recent years by the researches of the late Prof. Freudenthal, Dr. K. O. Meinsma, and Dr. W. Meyer, so that the older biographies of Spinoza require correction in some respects. I have also utilised to a greater extent than has been done hitherto all that is known of contemporary vi PREFACE Jewish history and Jewish life, and have devoted more attention to Manasseh ben Israel than he has so far received in this connection. It has not been thought necessary to give detailed references to authorities, because the earliest biographies and all the available documents relating to Spinoza have been edited by Prof. Freudenthal in a single volume under the title of Die Lebensgeschichte Spinozas, and the evidence can easily be found there. For the general history of the period I consulted Motley, Blok, and the Cambridge Modern History; and Graetz, for the history of the Jews.
In the second part of the Introduction I confined myself to such a general statement of the history, &c., of the Short Treatise as may be followed without any previous knowledge of the Treatise itself, leaving details for the Commentary, where they are dealt with as occasion arises. By the aid of facsimiles the reader is enabled to judge for himself on various matters which would otherwise have to be taken on trust. In the preparation of this part and of the remainder of the volume I found the writings of Prof. Freudenthal, Dr. W. Meyer, and C. Sigwart very helpful, and I am also indebted more or less to the other writers mentioned on pp. cxxvii/., or in other parts of the volume.
In conclusion, I desire to acknowledge my obligations to all who have helped me in any way. Dr. Byvanck (Libra rian of the Royal Library, The Hague) and Mr. Chambers (Librarian of University College, London) have enabled me to consult the MSS. with as little inconvenience as possible. The Royal Society has given me permission to reproduce the facsimile on p. Ix. Prof. S. Alexander, of the University of Manchester, has read the Introduction in proof, and made valuable suggestions. I wish to thank them all very cordially, and I hope that the usefulness of the result may in some measure compensate for all the trouble given and taken in the preparation of this volume.
A. WOLF HARROW, November 1909 CONTENTS PAGE INTRODUCTION ix I. THE LIFE OF SPINOZA § I. HISTORICAL ANTECEDENTS xi § 2. THE HOME OF SPINOZA Xvi § 3. THE EDUCATION OF SPINOZA Xxlv §4. SPINOZA'S ALIENATION FROM THE SYNAGOGUE — § 5. THE LAST YEARS OF SPINOZA'S STAY IN AND NEAR AMSTERDAM — 1656-1660 xlviii §6. SPINOZA'S STAY IN RIJNSBURG — 1660-1663 Ivi § 8. SPINOZA'S STAY IN THE HAGUE — 1670-1677 Ixxxi § Q. THE CHARACTER OF SPINOZA XCVH II. HISTORY OF THE SHORT TREATISE § I. THE DISCOVERY OF THE MANUSCRIPTS Cm § 2. THE HISTORY OF THE MANUSCRIPTS Cvl § 3. THE TWO MANUSCRIPTS COMPARED CXvill §4. THE COMPONENT PARTS OF THE " SHORT TREA TISE " CXX § 5. THE ORIGIN AND CHARACTER OF THE "SHORT TREATISE" cxxiii §6. LITERATURE ON THE "SHORT TREATISE" CXXvil TRANSLATION OF THE SHORT TREATISE. (See Separate Table of Contents, pp. 9, I o) I COMMENTARY 163 INDEX 241 VII LIST OF ILLUSTRATIONS 1. THE "SPINOZA-HUIS " AT RIJNSBURG Frontispiece PAGE 2. FACSIMILE OF SPINOZA'S AUTOGRAPH Ix (Conclusion of second letter to Oldenburg) 3 THE STATUE OF SPINOZA AT THE HAGUE facing xCVU 4. FACSIMILE OF A POEM SIGNED BY MONNIKHOFF Cviii 5. FACSIMILE OF PAGE 14 IN A Cxil 6. FACSIMILE OF PAGE 23 IN B CXlii Q. PORTRAIT OF SPINOZA AS IN CODEX A •>, between 10. FACSIMILE OF MONNIKHOFF's VERSES FACING THE \iQandll PORTRAIT J 11. FACSIMILE OF FIRST PAGE OF A facing 12 12. FACSIMILE OF FIRST PAGE OF B 14 Vlll INTRODUCTION I. THE LIFE OF SPINOZA II. HISTORY OF THE SHORT TREATISE " So steht es vor uns, dies Denkerleben, ganz der Wahrheit geweiht, und darin ebcn beruht die Erhabenheit seiner stillen Grosse. Denn zu sterben fur die Wahrheit, sagt man, sei schwer — schwerer ist es fur sie zu leben."- \V. \YINDELBAND, Zwm Ged^chinis Spinozas.
THE LIFE OF SPINOZA §i. HISTORICAL ANTECEDENTS BARUCH or Benedict * Spinoza was born of Jewish parents, on the 24th of November 1632, at Amsterdam. At that time the Jews of Amsterdam consisted almost entirely of refugees, or the children of refugees, who had escaped from Spain and Portugal, where they had lived as crypto-Jews, in constant dread of the Inquisition.
Spain had been the home of Jews long before the intro duction of Christianity. Under non-Christian rule they enjoyed considerable power and prosperity. With the in troduction of Christianity, however, came the desire to convert the Jews; and as the Church was not very nice or scrupulous about the methods employed, there commenced a series of intermittent barbarities which stained the annals of medieval Christianity for many centuries. Fortunately for the Jews these persecutions were neither universal nor constant. Bad blood broke out now here, now there, but there were usually also healthy spots, and healthy members, immune from the fell disease. While the fanaticism of the mob was often irritated by envy, the fanaticism of princes was, as a rule, overcome by their personal interests. For the Jews of Spain numbered some of the bravest soldiers, some of the ablest Ministers of State, and, above all, some of the most resourceful financiers. The Kings of Spain and Portugal, accordingly, took the Jews under their protection, though they could not always prevent out breaks which involved the loss of thousands of Jewish lives. During periods of respite, Jews outvied their neighbours in * Benedicius is simply the Latin equivalent of the Hebrew Bafuch.
xi xii INTRODUCTION their devotion to literature, science, and philosophy. They produced eminent poets, celebrated doctors and astro nomers, and most influential philosophers. Indeed the tenth, eleventh, and twelfth centuries have come to be re garded as the golden age in the history of the Jews since the dispersion, and that chiefly through the distinction achieved by the Jews of Spain. But fanaticism neither slumbered nor slept. And the climax was reached in the year 1492, when, under the baneful influence of Torque- mada, the Jews were expelled from Spain, in spite of the golden promises made by Ferdinand and Isabella so long as they needed Jewish aid against Moorish foes. Baptism or banishment — such were the alternatives offered to the Jews. And those who preferred the wanderer's staff to the baptismal font were prohibited from taking away their gold or silver with them. Some two hundred thousand Jews or more paid the penalty for their religious loyalty, and wandered forth from their native land, the home of their fathers and forefathers for centuries; many thousands of them only to meet with an untimely death owing to the hardships of their wanderings. Some fifty thousand, how ever, chose baptism, and remained in Spain. Many of them remained Jews at heart, fighting the Jesuits with their own weapons, until an opportunity should present itself of making good their escape with what worldly goods they possessed. Some of these crypto-Jews (or Maranos,* as they were called), as also many of the original exiles of 1492, found refuge for a time in Portugal. But only for a short time. Soon the hounds of the Inquisition were on the scent for the Jewish blood of the New Christians, in Portugal as well as in Spain. The most frivolous pretext served as sufficient evidence. Countless converts, or descendants * The etymology of the name Mavano is uncertain. But it seems to have been applied to the New Christians in the sense of " the damned," possibly in allusion to i Corinthians, xvi. 22: // any man loveth not the Lord, let him be anathema maranatha.
THE LIFE OF SPINOZA xiii of converts, were condemned to the dungeon, the rack and the stake without mercy, while princes and priests shared the spoils without scruple. No wonder that the eyes of Spanish and Portuguese Maranos were ever strained in search of cities of refuge. About a century after the expulsion from Spain, good tidings came from the revolted Netherlands.
Not content with the wholesale expulsion and slaughter of Jews and Moors, the Spanish Inquisition turned its attention to all Christians who were in any way suspected of the slightest disloyalty to Roman Catholicism. And the work of this " holy office " was vastly extended in scope when the religious policy of Ferdinand and Isabella was adopted by their grandson, the Emperor Charles V., who desired nothing less than the entire extermination of all heresies and heretics, so that the world and the fulness thereof might be reserved for the exclusive enjoyment of Roman Catholics, with the Emperor at their head. In accordance with his policy he issued various edicts for the extirpation of sects and heresies, and introduced the Inqui sition into the Netherlands, with which alone we are here concerned. On the abdication of Charles in 1555, his son, King Philip II., continued his religious policy, only with far greater zeal. Within a month of his accession to the throne he re-enacted his father's edicts against heresy, and four years later he obtained from Pope Paul IV. a Bull for an ominous strengthening of the Church in the Netherlands. Instead of the four Bishoprics then existing, there were to be three Archbishoprics with fifteen Bishoprics under them, each Bishop to appoint nine additional prebendaries, who were to assist him in the matter of the Inquisition, two of these to be inquisitors themselves. Four thousand Spanish troops were stationed in the Netherlands, the government was more or less in the hands of Anthony Perrenot, Archbishop of Mechlin (better known as Cardinal Granvelle), a kind of Torquemada after Philip's own heart, and his underling the xiv INTRODUCTION inquisitor Peter Titelmann, who rushed through the country like a tempest, and snatched away whole families to their destruction, without being called to account by any one. Fortunately for the Netherlands, William of Orange, Stadt- holder of Holland, Zeeland and Utrecht, had learned from King Henry of France the whole extent of Philip's bloody schemes for the extirpation of dissenters. Though at that time a Catholic himself, he revolted from such heartless inhumanity in the guise of religion, and determined to watch and wait. In the meantime, the holy inquisitors had ample opportunity to slake their unholy thirst. Wedged in between France and Germany, the Netherlands were naturally influenced by the Calvinism of the one and the Lutheranism of the other. Under the circumstances, to give unlimited power to the Inquisition meant practi cally to condemn a whole people to death. The people were furious. Various leagues and confederacies were formed. The position of affairs seemed for a time so threatening that the Regent, Margaret of Parma, a worthy disciple of Loyola, granted an Accord in 1566 in which the Inquisition was abolished. But this was only done to gain time by duping the rather tactless malcontents. The following year, 1567, there appeared on the scene Alva, the most bloodthirsty and unscrupulous villain even of his generation. He brought with him ten thousand veteran troops to purge the Nether lands of heretics. And now commenced the grim struggle for existence which was to last eighty long years (1567-1647). After various fortunes and misfortunes the seven northern provinces, more or less deserted by the ten southern provinces, leagued themselves together by the Union of Utrecht, in 1579, to defend one another " with life, goods, and blood" against the forces of the King of Spain, and they decreed, at the same time, that " every citizen shall remain free in his religion, and that no man shall be molested or questioned on the subject of divine worship." The united provinces managed to hold their own under the leadership of " Father THE LIFE OF SPINOZA xv William," the silent but sleepless guardian of his country's fortunes. Commerce also soon revived, for Dutch sailors were more than a match for the Spaniards, whom the English also helped to cripple, notably by the destruction of the great Armada in 1588, The Netherland revolt against Spain and the Inquisition was, we may be sure, followed with keen interest by the Spanish and Portuguese Maranos, who had their relatives and agents in all the European centres of commerce. The decree of toleration included in the Union of Utrecht seemed to hold out some promise to them; and the lot of the Maranos was not likely to improve (indeed their needs only became more urgent) when Portugal was conquered by Spain in 1579. About the year 1591 there arrived in Amsterdam a new consul from the King of Morocco. The consul's name was Samuel Pallache, and he was a Jew. He commenced negotiations with the magistrates of Middelburg, in Zeeland, for the settlement of Portuguese Maranos there. The religious temper of the clergy made the negotiations fruitless. But the Portuguese Maranos were in such straits that some of them resolved to seek refuge in Holland without any preliminary arrangements, relying simply on the natural sympathy of the Dutch with all fellow-victims of Philip and the Inquisition. Accordingly, in 1593 there arrived in Amster dam the first batch of Marano fugitives. They had sailed from Oporto, and had had an adventurous voyage. They were captured by English buccaneers and taken to London.
They owed their release chiefly to the bewitching beauty of one of their number, the fair Maria Nunes, who had an audience of Queen Elizabeth, and actually drove with her in an open carriage through the streets of London. An English Duke offered her his hand, but the beautiful Marano declined the honour, being determined to return to the religion of her ancestors. Such was the spirit of these fugitive Maranos who settled in Amsterdam, and secretly returned to Judaism. The secret leaked out in 1596. They xvi INTRODUCTION were celebrating the Day of Atonement, at the house of the above-mentioned Pallache, when their mysterious gathering aroused the suspicion of neighbours. Armed men thereupon arrived on the scene, and arrested the surprised worshippers who were suspected of being Papists. But when it was ex plained that they had fled from the Inquisition, that they had brought considerable wealth with them, and would do their utmost to promote the commercial prosperity of Amsterdam, they were set free and left in peace. Two years later, in 1598, they were allowed to acquire their first place of worship, though it was not till 1619 that formal permission was given to the Jews to hold public worship, nor were they recognised as citizens till 1657. At all events the first Jews settled in Amsterdam in 1593, and others soon followed from Spain, Portugal, France and elsewhere. What interests us here is that among these early arrivals were Abraham Michael d'Espinoza and his son Michael, who was to be the father of our philosopher, Benedict Spinoza.
§ 2. THE HOME OF SPINOZA The name Spinoza (also written variously as Espinosa, d'Espinoza, Despinoza, and De Spinoza) was most probably derived from Espinosa, a town in Leon. The Spinozas lived originally in Spain. During the persecutions there some of them seem to have outwardly embraced Chris tianity. (As late as 1721 eight descendants of theirs, living in or near Granada, were condemned to life-long imprisonment as Judaising heretics.) Some fled to Portugal, others to France, but they met again in Amsterdam as soon as it became known that Jews were tolerated there. Bene dict's grandfather is twice described in the Synagogue archives as Abraham Espinosa of Nantes, from which it THE LIFE OF SPINOZA xvii would appear that he lived there some time. On the other hand; it seems that Michael (his son, and the father of Benedict) stayed at one time in Figueras, near Coimbra, and that his third wife hailed from Lisbon. And as tradi tion unanimously describes Spinoza as of Portuguese descent, it seems reasonable to suppose that his father and grandfather came from Spain or Portugal, and that their stay in France was only brief.
Very little is known of Spinoza's father and grandfather. They were merchants, and were evidently held in high esteem. For, already in 1622, we find Abraham Espinosa filling an important honorary office in the Amsterdam Jewish community, of which he seems to have been the recognised head in 1628. His son, Michael Espinosa, held office even more frequently. He was Warden of his Synagogue in 1633, 1637-8, 1642-3, and again in 1649-50, when he was also one of the Wardens of the Amsterdam Jewish School, and presided over the charity for granting loans without interest. If not rich, he was probably well- to-do. In 1641, it is true, we still find him living in the Vloyenburgh, but this was probably not at that time the poor quarter which it became subsequently. Soon after wards, however, he moved into the Houtgragt (now the Waterlooplein), and the house in which he lived the closing years of his life looks substantial even now. It is num bered 41, and can also be identified by a stone tablet (placed there in 1743) which bears the inscription " 't Oprechte Tapijthuis " (the upright tapestry house). But, whatever his worldly fortune may have been, Michael had more than his share of domestic sorrow. His first wife died in 1627. His second wife, Hannah Deborah, the mother of Benedict, died in 1638. He married again in 1641; but his third wife, a Lisbon lady, also predeceased him in 1652. The year before, in 1651, his daughter, Miriam, died at the age of 22, and but a little more than a year after her marriage to xviii INTRODUCTION Samuel de Casseres. Michael had also lost three other chil dren, and only two of his six children, namely, Benedict and a daughter, Rebekah (born of the first marriage), survived him when he died shortly afterwards, in 1654.
The childhood of Spinoza was no doubt happy enough. Until he was five he would be entirely under his mother's care, as was the Jewish custom. Then his school-life would begin, with its quaint introductory ceremonial. The cere mony connected with the little boy's entrance into school- life was probably one of the last, and happiest, of the poor mother's experiences. It was performed partly in school and partly in the Synagogue, of which his father was Warden at the time. According to traditional custom, three cakes of fine flour and honey were baked for the boy by a young maiden, and fruit was provided in profusion. One of his father's learned friends would carry him in his arms to the Synagogue, where he would be placed on the reading-dais while the Ten Commandments were read from the Scroll of the Law. Then he would be taken to school to receive his first lesson in Hebrew. Some simple Hebrew verses would be smeared on a slate with honey, and little Baruch would repeat the Hebrew letters, and eat the honey and other dainty things, so that the words of the Law might be sweet to his lips. And then into his mother's arms!
Unfortunately his mother died when Baruch was barely six years old, and, for the next three years or so, he was left to the care of his stepsister, Rebekah, who may not have been more than twelve years of age herself. To judge by subsequent events, there was probably not much love lost between Rebekah and Baruch. For, when their father died in 1654, she did her utmost to prevent Benedict from receiving his share of the inheritance, and he went to law, though he let her keep nearly everything after he had won the lawsuit. At his death also her conduct was not THE LIFE OF SPINOZA xix exemplary; she hastened to the Hague to claim her inherit ance, but made off again as soon as she learned that the property left was hardly enough to cover his debts and funeral expenses. All this, however, belonged as yet to the future. In the meantime one may well imagine the pathetic picture of the child standing by his mother's grave and lisping the mourner's prayer in Hebrew, which he had but just com menced to learn. For nearly a whole year afterwards he might be seen twice or three times each day in the neighbouring Synagogue, reciting aloud that same mourner's prayer, with a mysterious feeling of awe and solemnity, yet glad withal to be doing something for his poor mother. Each anniversary of her death would be commemorated by a special light that was kept burning at home for twenty-four hours in memory of a light that had failed, but was believed to be still shed ding its rays in another sphere. And the solemn days of the Jewish calendar were only made more solemn for him by tender memories of " the touch of a vanished hand, and the sound of a voice that was still."
We must not, however, exaggerate the sad side of young Spinoza's life — though it certainly had its sad side. When he was in his ninth year he received a stepmother. Being but a recent Marano refugee from Lisbon she may not have been exactly the kind of woman to inspire young Spinoza with any specially warm attachment to Judaism. Like so many Maranos she may have been half Catholic in her training, from the necessity of outward conformity to Roman Catholicism. Still, she was probably kind to the children, and the home would resume its normal tone. The Jewish calendar, moreover, has its joyous Festivals, even its frivolous carnival; and a good Jew like Michael Espinosa was not likely to neglect his religious duty to be and to make merry on these occasions. First, there was the weekly Sabbath and Sabbath eve (Friday evening) so often and so justly celebrated in verse — even by Heine, in his xx INTRODUCTION Princess Sabbath. The spirit in which it was celebrated is perhaps best expressed in the following verses from one of the later Sabbath hymns: " Thou beautiful Sabbath, thou sanctified day, That chasest our cares and our sorrows away, O come with good fortune, with joy and with peace To the homes of thy pious, their bliss to increase!
" In honour of thee are the tables decked white; From the clear candelabra shines many a light; All men in the finest of garments are dressed, As far as his purse each hath got him the best.
" For as soon as the Sabbath-hat is put on the head, New feelings are born and old feelings are dead; Yea, suddenly vanish black care and grim sorrow, None troubles concerning the things of to-morrow.
" New heavenly powers are given to each; Of everyday matters now hushed is all speech; At rest are all hands that have toiled with much pain; Now peace and tranquillity everywhere reign." *