SigPhi · Benedetto Croce

Theory and History of Historiography

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point of view, and may be of use as indicating the in- opportunity of the introduction of a speculative thought into empiricism. It is so irrational that one immediately runs against the difficulty of not being able to distinguish what one wished to distinguish. An empty * narrative ' considered as a thing is tantamount to any other thing whatever which is called a ' document.' And, on the other hand, if we maintain the distinction we incur the further difficulty of having to base our historical con- struction upon two different orders of data (one foot on the bank and the other in the river) — that is to say, we shall have to recur to two parallel instances, one of which is perpetually referring us back to the other. And when we seek to determine the relation of the two kinds of sources with a view to avoiding the incon- venient parallelism, what happens is this: either the i relation is stated to depend upon the superiority of the one over the other, and the distinction vanishes, because Sthe superior form absorbs into itself and annuls the inferior form; or a third term is established, in which the two forms are supposed to become united with a distinction: but this is another way of declaring them to be inexistent in that abstractness. For this reason it does not seem to me to be without significance that the partition of accounts and documents should not have been adopted by the most empirical of the methodo- logists. They do not involve themselves in these subtleties, but content themselves with grouping the historical sources into those that are written and those that are represented, or in other similar ways. In Germany, however, Droysen availed himself of these distinctions between narratives and documents, traditions, etc., in his valuable Elements of Historicism (he had strong leanings toward philosophy), and they have been employed HISTORY AND CHRONICLE 23 also by other methodologists, who are hybrid empiricists, ■ systematists,' or ' pedants,' as they are looked upon in our Latin countries. This is due to the copious philo- sophical traditions of Germany. The pedantry cer- tainly exists, and it is to be found just in that inopportune philosophy. But what an excellent thing is that pedantry and the contradictions which it entails, how it arouses the mind from its empirical slumbers and makes it see that in place of supposed things there are in reality spiritual acts, where the terms of an irreconcilable dualism were supposed to be in conflict, relation and unity, on the contrary, prevail! The partition of the sources into narratives and documents, and the superiority attributed to documents over narratives, and the alleged necessity of narrative as a subordinate but ineradicable element, almost form a mythology or allegory, which represents in an imaginative manner the relation between life and thought, between document and criticism in historical thought.

And document and criticism, life and thought, are the true sources of history — that is to say, the two elements of historical synthesis; and as such, they do not stand face to face with history, or face to face with the syn- thesis, in the same way as fountains are represented as being face to face with those who go to them with a pail, but they form part of history itself, they are within the synthesis, they form a constituent part of it and are constituted by it. Hence the idea of a history with its sources outside itself is another fancy to be dispelled, together with that of history being the opposite of chronicle. The two erroneous fancies converge to form one. Sources, in the extrinsic sense of the em- piricists, like things, are equally with chronicle, which xs a class of those things, not anterior but posterior to 24 THEORY OF HISTORIOGRAPHY history. History would indeed be.in a fix if it expected to be born of what comes after it, to be born of external things! Thing, not thought, is born of thing: a history derived from things would be a thing — that is to say, just the inexistent of which we were talking a moment ago.

But there must be a reason why chronicle as well as documents seems to precede history and to be its ex- trinsic source. The human spirit preserves the mortal remains of history, empty narratives and chronicles, and the same spirit collects the traces of past life, remains and documents, striving as far as possible to preserve them unchanged and to restore them as they deteriorate. What is the object of these acts of will which go to the preservation of what is empty and dead? Perhaps illusion or foolishness, which preserves a little while the worn-out elements of mor- tality on the confines of Dis by means of the erection of mausoleums and sepulchres? But sepulchres are not foolishness and illusion; they are, on the contrary, an act of morality, by which is affirmed the immortality of the work done by individuals. Although dead, they live in our memory and will live in the memory of times to come. And that collecting of dead documents and writing down of empty histories is an act of life which serves life. The moment will come when they will serve to reproduce past history, enriched and made present to our spirit.

For dead history revives, and past history again be- comes present, as the development of life demands them. The Romans and the Greeks lay in their sepulchres, until awakened at the Renaissance by the new maturity of the European spirit. The primitive forms of civilization, so gross and so barbaric, lay forgotten, or HISTORY AND CHRONICLE 25 but little regarded, or misunderstood, until that new phase of the European spirit, which was known as Romanticism or Restoration, i sympathized ' with them — that is to say, recognized them as its own proper present interest. Thus great tracts of history which are now chronicle for us, many documents now mute, will in their turn be traversed with new flashes of life and will speak again.

These revivals have altogether interior motives, and no wealth of documents or of narratives will bring them about; indeed, it is they themselves that copiously collect and place before themselves the documents and narratives, which without them would remain scattered and inert. And it will be impossible ever to understand anything of the effective process of historical thought unless we start from the principle that the spirit itself is history, maker of history at every moment of its exist- ence, and also the result of all anterior history. Thus ^the spirit bears with it all its history, which coincides with itself. To forget one aspect of history and to remember another one is nothing but the rhythm of the life of the spirit, which operates by determining and individualizing itself, and by always rendering inde- terminate and disindividualizing previous determinations and individualizations, in order to create others more copious. The spirit, so to speak, lives again its own history without those external things called narratives and documents; but those external things are instru- ments that it makes for itself, acts preparatory to that in- ternal vital evocation in whose process they are resolved. The spirit asserts and jealously preserves ' records of the past ' for that purpose.

What we all of us do at every moment when we note dates and other matters concerning our private 26 THEORY OF HISTORIOGRAPHY affairs (chronicles) in our pocket-books, or when we place in their little caskets ribbons and dried flowers (I beg to be allowed to select these pleasant images, when giving instances of the collection of c documents '), is done on a large scale by a certain class of workers called philologists •, as though at the invitation of the whole of society. They are specially known as the erudite when they collect evidence and narrations, as archaeologists and archivists when they collect documents and monuments, as the places where such objects are kept (the "silent white abodes of the dead ") are called libraries, archives, and museums. Can there be any ill-feeling against these men of erudition, these archivists and archaeolo- gists, who fulfil a necessary and therefore a useful and important function? The fact remains that there is a tendency to mock at them and to regard them with compassion. It is true enough that they sometimes afford a hold for derision with their ingenuous belief that they have history under lock and key and are able to unlock the * sources ' at which thirsty humanity may quench its desire for knowledge; but we know that history is in all of us and that its sources are in our own breasts. For it is in our own breasts alone that is to be found that crucible in which the certain is converted into the true, and philology ', joining with philosophy, produces history.

II PSEUDO-HISTORIES I HISTORY, chronicle, and philology, of which we have seen the origin, are series of mental forms, which, although distinct from one another, must all of them be looked upon as physiological — that is to say, true and rational. But logical sequence now leads me from physiology to pathology — to those forms that are not forms but deformations, not true but erroneous, not rational but irrational.

The ingenuous belief cherished by the philologists that they have history locked up in their libraries, museums, and archives (something in the same manner as the genius of the Arabian Nights, who was shut up in a small vase in the form of compressed smoke) does not remain inactive, and gives rise to the idea of a history constructed with things, traditions, and docu- ments (empty traditions and dead documents), and this affords an instance of what may be called -philological history. I say the idea and not the reality, because it is simply impossible to compose a history with external things, whatever efforts may be made and whatever trouble be taken. Chronicles that have been weeded, chopped up into fragments, recombined, rearranged, always remain nevertheless chronicles — that is to say, empty narratives; and documents that have been restored, reproduced, described, brought into line, remain documents — that is to say, silent things. Philo- logical history consists of the pouring out of one or 27 28 THEORY OF HISTORIOGRAPHY more books into a new book. This operation bears an appropriate name in current language and is known as ' compilation.' These compilations are frequently convenient, because they save the trouble of having recourse to several books at the same time; but they do not contain any historical thought. Modern chrono- logical philologists regard medieval chroniclers and the old Italian historians (from Machiavelli and Guicciardini down to Giannone) with a feeling of superiority. These writers ' transcribed,' as they called it, their * sources • in the parts of their books that are devoted to narrative — that is to say, chronicle. Yet they themselves do not and cannot behave otherwise, because when history is being composed from ' sources ' as external things there is never anything else to do but to transcribe the sources. Transcription is varied by sometimes sum- marizing and sometimes altering the words, and this is sometimes a question of good taste and sometimes a literary pretence; it is also a verifying of quotations, which is sometimes a proof of loyalty and exactitude, sometimes a make-believe and a making oneself believe that the feet are planted firmly on the earth, on the soil of truth, believed to be narrative and quotation from the document. How very many of such philological historians there are in our time, especially since the so-called * philological method ' has been exaggerated — that is to say, a one-sided value has been attributed to it! These histories have indeed a dignified and scientific appearance, but unfortunately fehlt leider! das geistige. Band, the spiritual tie is wanting. They really consist at bottom of nothing but learned or very learned ' chronicles,' sometimes of use for purposes of consulta- tion, but lacking words that nourish and keep warm the minds and souls of men.

PSEUDO-HISTORIES 29 Nevertheless, since we have demonstrated that philo- logical history really presents chronicles and documents and not histories, it might be asked upon what possible ground do we accuse it of irrationality and error, seeing that we have regarded the formation of chronicles, the collection of documents, and all the care that is expended upon them as most rational? But error never lies in the fact, but only in the * claim ' or ' idea ' that accom- panies the fact. And in this case the idea or claim is that which has been defined above as properly belonging to philological history — namely, that of composing histories with documents and narratives. This claim can be said to exercise a rational function also, to the extent that it lays down the claim, though without satisfying it, that history should go beyond the mere chronicle or document. But in so far as it makes the claim, without itself fulfilling it, this mode of history must be characterized as contradictory and absurd.

And since the claim is absurd, philological history re- mains without truth as being that which, like chronicle, has not got truth within it, but derives it from the authority to which it appeals. It will be claimed for philology that it tests authorities and selects those most worthy of faith. But without dwelling upon the fact that chronicle also, and chronicle of the crudest, most ignorant and credulous sort, proceeded in a like manner by testing and selecting those authorities which seemed to it to be the most worthy of faith, it is always a question of faith (that is to say, of the thought of others and of thought belonging to the past) and not of criticism (that is to say, of our own thought in the act), of verisimilitude and not of that certainty which is truth. Hence philo- logical history can certainly be correct, but not true (richtig and not wahr). And as it is without truth, 3o THEORY OF HISTORIOGRAPHY so is it without true historical interest — that is to say, it sheds no light upon an order of facts answering to a practical and ethical want; it may embrace any matter indifferently, however remote it be from the practical and ethical soul of the compiler. Thus, as a pure philologist, I enjoy the free choice of indifference, and the history of Italy for the last half-century has the same value for me as that of the Chinese dynasty of the Tsin. I shall turn from one to the other, moved, no doubt, by a certain interest, but by an extra-historical interest, of the sort formed in the special circle of philology.

This procedure, which is without truth and without passion, and is proper to philological history, explains the marked contrast so constantly renewed between the philological historians and historians properly so called. These latter, intent as they are upon the solution of vital problems, grow impatient to find themselves offered in reply the frigid products of philology, or become angry at the persistent assertion that such is history, and that it must be treated in such a spirit and with such methods. Perhaps the finest explosion of such a feeling of anger and annoyance is to be found in the Letters on the Study of History (i 751) of Bolingbroke, in which erudition is treated as neither more nor less than sumptuous ignorance, and learned disquisitions upon ancient or primitive history are admitted at the most as resembling those ' eccentric preludes ' which precede concerts and aid in setting the instruments in tune and that can only be mistaken for harmony by some one without ear, just in the same way as only he who is without historic sense can confuse those exhibi- tions of erudition with true history. As an antithesis to them he suggests as an ideal a kind of ' political maps/ for the use of the intellect and not of the memory, indicating the Storie fiorentine of Machiavelli and the Trattato dei benefici of Fra Paolo as writings that approach that ideal. Finally he maintains that for true and living history we should not go beyond the beginning of the sixteenth century, beyond Charles V and Henry VIII, when the political and social history of Europe first appeared — a system which still persisted at the beginning of the eighteenth century. He then proceeds to paint a picture of those two centuries of history, for the use, not of the curious and the erudite, but of politicians. No one, I think, would wish to deny the just sentiment for history which animates these demands, set forth in so vivacious a manner. Bolingbroke, however, did not rise, nor was it possible for him to rise, to the conception of the death and rebirth of every history (which is the rigorously speculative con- cept of * actual ' and * contemporary ' history), owing to the conditions of culture of his time, nor did he suspect that primitive barbaric history, which he threw into a corner as useless dead leaves, would re- appear quite fresh half a century later, as the result of the reaction against intellectualism and Jacobinism, and that this reaction would have as one of its principal promoters a publicist of his own country, Burke, nor indeed that it had already reappeared in his own time in a corner of Italy, in the mind and soul of Giambattista Vico. I shall not adduce further instances of the con- flict between effective and philological historians, after this conspicuous one of Bolingbroke, because it is exceedingly well known, and the strife is resumed under our very eyes at every moment. I shall only add that it is certainly deplorable (though altogether natural, because blows are not measured in a struggle) that the 32 THEORY OF HISTORIOGRAPHY polemic against the * philologists ' should have been transferred so as to include also the philologues pure and simple. For these latter, the poor learned ones, archivists and archaeologists, are harmless, beneficent little souls. If they should be destroyed, as is sometimes prophesied in the heat of controversy, the fertility of the spiritual field would be not only diminished, but ruined altogether, and we should be obliged to promote to the utmost of our power the reintroduction of those coefficients of our culture, very much in the same way as is said to have been the case with French agriculture after the improvident harrying of the harmless and beneficent wasps which went on for several years.

Whatever of justified or justifiable is to be found in the statements as to the uncertainty and uselessness of history is also due to the revolt of the pure historic sense against philological history. This is to be assumed from observing that even the most radical of those opponents (Fontenelle, Volney, Delfico, etc.) end by admitting or demanding some form of history as not useless or uncertain, or not altogether useless and un- certain, and from the fact that all their shafts are directed against philological history and that founded upon authority, of which the only appropriate definition is that of Rousseau (in the Emile\ as Vart de choisir^ entre plusieurs mensongesy celui qui ressemble mieux a la verite.

In all other respects — that is to say, as regards the part due to sensational and naturalistic assumptions — historical scepticism contradicts itself here, like every form of scepticism, for the natural sciences themselves, thus raised to the rank of model, are founded upon perceptions, observations, and experiments — that is to say, upon facts historically ascertained — and the ' sensa- PSEUDO-HISTORIES 33 PSEUDO-HISTORIES 33 tions,' upon which the whole truth of knowledge is based, are not themselves knowledge, save to the extent that they assume the form of affirmations — that is to say, in so far as they are history.

But the truth is that philological history, like every other sort of error, does not fall before the enemy's attack, but rather solely from internal causes, and it is its own professors that destroy it, when they conceive of it as without connexion with life, as merely a learned exercise (note the many histories that are treatments of scholastic themes, undertaken with a view to training in the art of research, interpretation, and exposition, and the many others that are continuations of this direction outside the school and are due to tendency there im- parted), and when they themselves evince uncertainty, surrounding every statement that they make with doubts. The distinction between criticism and hyper criticism has been drawn with a view to arresting this spontaneous dissolution of historical philology; thus we find the former praised and allowed, while the latter is blamed and forbidden. But the distinction is one of the* customary sort, by means of which lack of intelligence disguised as love of moderation contrives to chip off the edges from the antitheses that it fails to solve. Hypercriticism is the prosecution of criticism; it is criticism itself, and to divide criticism into a more and a less, and to admit the less and deny the more, is extravagant, to say the least of it. No ' authorities ' are certain while others are uncertain, but all are un- certain, varying in uncertainty in an extrinsic and con- jectural manner. Who can guarantee himself against the false statement made by the usually diligent and trustworthy witness in a moment of distraction or of passion? A sixteenth-century inscription, still to 34 THEORY OF HISTORIOGRAPHY be read in one of the old byways of Naples, wisely prays God (and historical philologists should pray to Him fervently every morning) to deliver us now and for ever from the lies of honest men. Thus historians who push criticism to the point of so-called hyper- criticism perform a most instructive philosophical duty when they render the whole of such work vain, and therefore fit to be called by the title of Sanchez's work Quod nihil scitur. I recollect the remark made to me when I was occupied with research work in my young days by a friend of but slight literary knowledge, to whom I had lent a very critical, indeed hypercritical, history of ancient Rome. When he had finished reading it he returned the book to me, remarking that he had acquired the proud conviction of being "the most learned of philologists/ ' because the latter arrive at the conclusion that they know nothing as the result of exhausting toil, while he knew nothing without any effort at all, simply as a generous gift of nature.1 II II The consequence of this spontaneous dissolution of philological history should be the negation of history claimed to have been written with the aid of narratives and documents conceived as external things, and the consignment of these to their proper lower place as mere aids to historical knowledge, as it determines and redetermines itself in the development of the spirit. But if such consequences are distasteful and the project is persevered in of thus writing history in spite of repeated failures, the further problem then presents itself as to how the cold indifference of philological history and its 1 See Appendix I.

PSEUDO-HISTORIES 3S intrinsic uncertainty can be healed without changing those presumptions. The problem, itself fallacious, can receive but a fallacious solution, expressed by the substitution of the interest of sentiment for the lack of interest of thought and of esthetic coherence of repre- sentation for the logical coherence here unobtainable. The new erroneous form of history thus obtained is poetical history.

Numerous examples of this kind of history are afforded by the affectionate biographies of persons much beloved and venerated and by the satirical biographies of the detested; patriotic histories which vaunt the glory and lament the misadventures of the people to which the author belongs and with which he sympathizes, and those that shed a sinister light upon the enemy people, adversary of his own; universal history, illuminated with the ideals of liberalism or humanitarianism, that composed by a socialist, depicting the acts, as Marx said, of the " cavalier of the sorry countenance," in other words of the capitalist, that of the anti-Semite, who shows the Jew to be every- where the source of human misfortune and of human turpitude and the persecution of the Jew to be the acme of human splendour and happiness. Nor is poetical history exhausted with this fundamental and general description of love and hate (love that is hate and hate that is love), for it passes through all the most intricate forms, the fine gradations of sentiment. Thus we have poetical histories which are amorous, melancholy, nostalgic, pessimistic, resigned, confident, cheerful, and as many other sorts as one can imagine. Herodotus celebrates the romance of the jealousies of the gods, Livy the epos of Roman virtue, Tacitus composes horrible tragedies, Elizabethan dramas in sculptural Latin prose. If we turn to the most modern among the 36 THEORY OF HISTORIOGRAPHY moderns, we find Droysen giving expression to his lyrical aspiration toward the strong centralized state in his history of Macedonia, that Prussia of Hellas; Grote to his aspirations toward democratic institutions, as symbolized in Athens; Mommsen to those directed toward empire, as symbolized in Caesar; Balbo pouring forth all his ardours for Latin independence, employing for that purpose all the records of Latin battles and beginning with nothing less than those between the Itali and Etrusci against the Pelasgi; Thierry celebrating the middle class in the history of the Third Estate represented by Jacques Bonhomme; the Goncourts writing voluptuous fiction round the figures of Mme de Pompadour, of Mme Du Barry, of Marie Antoinette, more careful of the material and cut of garments than of thoughts; and, finally, De Barante, in his history of the Dukes of Burgundy, having his eye upon knights and ladies, arms and love.