SigPhi · Benedetto Croce

Theory and History of Historiography

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countries. His greatest achievement was to write of French history in a manner that did not displease the French. A writer of the greatest elegance, he was able to steer between the rocks, without even letting appear his own religious or philosophical convictions, and with- out ever finding himself under the obligation of forming a definite resolution, and in any case never pressing too hard upon the conceptions themselves to which he had recourse, such as ' historical ideas/ the perpetual struggle between Church and State, and the conception of the State. Ranke was the ideal and the master to many historians within, and to some without, his own country. But even without his direct influence, the type of history that he represented germinated everywhere, a little earlier or later according to position and to the calming down of the great political passions and philosophical fervour in the different countries. This took place, for instance, in France earlier than in Italy, where the idealistic philosophy and the national movement made their strength felt in historiography after 1848, and even up to i860. But the type of history which I should almost be disposed to baptize with the name of * diplo- matic,' taking seriously the designation that I had at first employed jocosely, still meets with success among the moderately disposed, who are lovers of culture, but do not wish to become infected with party passions or to rack their brains with philosophical speculations: but, as may be imagined, it is not always treated with the intelligence, the balance, and the finesse of a Leopold Ranke.

The ambition of altogether rejecting the admission of thought into history, which has been lacking to the diplomatic historians (because they were without the necessary innocence for such an ambition), was, on the HISTORIOGRAPHY OF POSITIVISM 293 other hand, possessed by the philologists, a most innocent group. They were all the more disposed to abound in this sense, since their opinion of themselves, which had formerly been most modest, had been so notably increased, owing to the high degree of perfection attained by research into chronicles and documents and by the recent foundation (which indeed had not been a creation ex nihilo) of the critical or historical method, which was employed in a fine and close examination into the origin of sources and the reduction of these, and in the internal criticism of texts. This pride of the philologists prevailed, the method reaching its highest development in a country like Germany, where haughty pedantry flourishes better than elsewhere, and where, as a result of that most admirable thing, scientific serious- ness, ' scientificism ' is much idolized. This word was also ambitiously adopted for everything that concerns the surroundings and the instruments of true and proper science, such as is the case with the collection and criticism of narratives and documents. The old school of learned men, French and Italian, who did not effect less progress in * method ' than was attained during the nineteenth century in Germany, did not dream that they were thus producing ' science,' much less did they dream of vying with philosophy and theology, or that they could drive them from their positions and take their places with the documentary method. But in Germany every mean little copier of a text, or collector of variants, or examiner of the relations of texts and conjecturer as to the genuine text, raised himself to the level of a scientific man and critic, and not only dared to look upon himself as the equal of such men as Schelling, Hegel, Herder, .or Schlegel, but did so with disdain and contempt, calling them * anti-methodical. ' This pseudo-scientific 294 HISTORY OF HISTORIOGRAPHY haughtiness diffused itself from Germany over the other European countries, and has now reached America, though in other countries than Germany it met more frequently with irreverent spirits, who laughed at it. Then for the first time there manifested itself that mode of historiography which I have termed * philological j or ' erudite ' history. That is to say, the more or less judicious compilations of sources which used to be called Antiquitates, Annates, Penus> Thesauri, presented them- selves disguised as histories, which alone were dignified and scientific. The faith of these historians was reposed in a narrative of which every word could be supported by a text, and there was nothing else whatever in their work, save what was contained in the texts, torn from their contexts and repeated without being thought by the philologist narrator. Their object was that their histories should reach the rank of comprehensive com- pilations, starting from those relating to particular times, regions, and events, and finally attaining to the arrange- ment of the whole of historical knowledge in great encyclopaedias, out of which articles are to be supplied, systematic or definitional, put together by groups of specialists, directed by a specialist, for classical, romantic, Germanic, Indo-European, and Semitic philology. With a view to alleviating the aridity of their labours, the philologists sometimes allowed themselves a little orna- ment in the shape of emotional affections and ideal view-points. With this purpose, they had recourse to memories of their student days, to the philosophical catchwords which had been the fashion at the time, and to the ordinary sentiments of the day toward politics, art, and morality. But they did all this with great moderation, that they might not lose their reputation for scientific gravity, and that they might not fail in HISTORIOGRAPHY OF POSITIVISM 295 respect toward scientific philological history, which disdains the vain ornaments in which philosophers, dilettantes, and charlatans delight. They ended by tolerating historians of the type above described, but as a lesser evil, and as a general rule inclined to pardon the sins arising out of their commerce with ' ideas ' in favour of the ' new documents ' which they had dis- covered or employed, and which they could always dig out of their books as a useful residue, while purifying them from ' subjective ' admixtures — that is to say, from the elaboration of them which had been attempted. Philosophy was known to them only as ' philosophy of history,' but even thus rather by reason of its terrible ill-fame than from direct acquaintance. They remem- bered and were ever ready to repeat five or six anecdotes concerning errors in names and dates into which cele- brated philosophers had actually fallen, easily forgetful of the innumerable errors into which they fell themselves (being more liable as more exposed to danger); they almost persuaded themselves that philosophy had been invented to alter the names and confuse the dates which had been confided to their amorous care, that it was the abyss opened by the fiend to lead to the perdition of serious * documentary history.'

The third band of those opposed to the philosophy of history was composed of philosophers or of historian- philosophers, but of those who rejected the name and selected another less open to suspicion, or tempered it with some adjective, or accepted it indeed, but with opportune explanations: they styled themselves posi- tivists, naturalists, sociologists, empiricists, criticists, or something of that sort. Their purpose was to do some- thing different from what the philosophers of history had done, and since these had worked with the conception 296 HISTORY OF HISTORIOGRAPHY of the end) they all of them swore that they would work with the conception of the cause; they would search out the cause of every fact, thus generalizing more and more widely the causes or the cause of the entire course of history: those others had attempted a dynamic of history; they would work at a mechanic of history, a social physics. A special science arose, opposed to the philosophy of history, in which that naturalistic and positivistic tendency became exalted in its own eyes: sociology. Sociology classified facts of human origin and determined the laws of mutual dependence which regulated them, furnishing the narratives of historians with the principles of explanation, by means of these laws. Historians, on the other hand, diligently collected facts and offered them to sociology, that it might press the juice out of them — that is to say, that it might classify and deduce the laws that governed them. History and sociology, then, stood to one another in the same relation as physiology and zoology, physics and mineralogy, or in another relation of the same sort; they differed from the physical and natural sciences only by their greater complexity. The introduction of mathematical calcula- tion seemed to be the condition of progress for history as for all the sciences, physical and natural. A new ' science ' came forward to support this notion, in the shape of that humble servant of practical administration and inspired creation of bureaucracy known as statistics. And since the whole of science was being modelled upon the idea of a factory of condensation, so were c syntheses ' invoked and outlined for history — that is to say, historical frameworks, in which the laws and facts that dominate single histories should be resumed, as though in a sort of table or atlas, which should show at a glance causes and the facts which arose from them.

HISTORIOGRAPHY OF POSITIVISM 297 Need we recall the names and supporters of this school — Comte, Buckle, Taine, and so on, until we come to those recent historians who follow them, such as Lamprecht and Breysig? Need we recall the most consequent and the most paradoxical programmes 01 the school, as, for instance, Buckle's introduction to his history of civilization or Bourdeau's book on the Histoire des historiens? These and similar positivistic doctrines are present to the memory, either because they are nearest to us chronologically, or because the echo of the noise they made in the world has not yet ceased, and we see everywhere traces of their influence. Every- where we see it, and above all in the prejudice which they have solidly established (and which we must patiently corrode and dissolve), that history, true history, is to be constructed by means of the naturalistic method, and that causal induction should be employed. Then there are the manifold naturalistic conceptions with which they have imbued modern thought: race, heredity, degeneration, imitation, influence, climate, historical factors, and so forth. And here, too, as in the case of the philosophies of history, since it suffices us to select only the essential in each fact, we shall not dwell upon the various particular forms of it — that is to say, upon the various modes in which historical causes were enun- ciated and enumerated, and upon the various claims that one or other of them was supreme: now the race, now the climate, now economy, now technique, and so forth. Here, too, the study of the particular forms would be of use to anyone who wished to develop in particular the dialectic and to trace the internal dis- solution of that school, to demonstrate in its particular modes its intrinsic tendency to surpass itself, though it failed to do so by that path.

29 8 HISTORY OF HISTORIOGRAPHY We have already mentioned that the three classes of opponents of the ' philosophies of history ' and the three methods by which they proposed to supplant it — diplo- matic, philological, and positivistic history — showed that they disagreed among themselves. Confirmation of this may now be found in the contempt of the diplomatic historians for mere erudition and in their diffidence for the constructions of positivism, the erudite, for their part, being fearful of perversions of names and dates and shaking their heads at diplomatic histories and the careless style of the men of the world who com- posed them. Finally, the positivists looked upon the latter as people who did not go to the bottom of things, to their general or natural causes, and reproved the erudite with their incapacity for rising to the level of laws and to the establishment of facts in accordance with these laws, sociological, physiological, or pathological. But there is further confirmation of what has been noted in respect to the common conception that animated them all and of their substantial affinity, because when the erudite wished to cloak themselves in a philosophy of some sort, they very readily strutted about draped in some shreds of positivistic thought or phraseology.

They also participated in the reserve and in the agnos- ticism of the positivists and the diplomatic historians toward speculative problems, and in like manner it was impossible not to recognize the justice of their claim that evidence should be reliable and documents authentic. The diplomatic historians agreed with them in the formula that history should not be philosophy and that research should dispense with finality and follow the line of causality. In fact, all three sorts of opponents, at one with the transcendency of the philosophy of history, negated the unity of history with philosophy, but in HISTORIOGRAPHY OF POSITIVISM 299 various degrees and with various particular meanings, with various preliminary studies and in various ways.

And although these schools were in agreement as to what they negated, all three of them become for us exposed to a criticism which unites them beneath a single negation. For not even do the ability and the intelligence of a Ranke avail to give vigour to the moderatism and to maintain firmly the eclecticism of diplomatic history, and the transaction breaks down before the failure on the part of those who attempted it, owing to its being contrary to their own powers and intrinsically impossible. The idea of an agnostic history turns out to be fallacious — that is to say, of a history that is not philosophical but does not deny philosophy, that is not theological but is not anti-theological,' limiting itself to nations and to their reciprocal influence upon one another, because Ranke himself was obliged to recognize powers or ideals that are superior to nations and that as such require to be speculatively justified in a philosophy or in a theology. In this way he laid himself open to the accusations of the positivists, who discredited his ideas as ' mystical.' For the same reason others were proceeding to reduce them little by little from the position of ideals or move- ments of the spirit to natural and physiological products, as was attempted by Lorenz, an ardent follower of Ranke, who, with his doctrine of generation and of heredity, fell into that physiologism and naturalism from which the master had preserved himself. And when this pas- sage from spirituality to nature was accomplished, the dividing line between history and pre-history, between history of civilization and history of nature, was also not respected. On the other hand, a return was made to the ' philosophies of history,' when ideas were in- terpreted as transcendental and as answering to the 300 HISTORY OF HISTORIOGRAPHY designs of the divine will, which governs the world according to a law and conducts it according to a plan of travel. The boasted impartiality and objectivity, which was based upon a literary device of half-words, of innuendoes, of prudent silences, was also equally illusory, and the Jesuit who objected to Ranke and his history of the popes will always prevail from the point of view of rigorous criticism — either the Papacy is always and everywhere what it affirms itself to be, an institution of the Son of God made man, or it is a lie. Respect and caution are out of place here. Tertium non datur. Indeed, it was not possible to escape from taking sides by adopting that point of view; at the most a third party was thus formed, consisting of the tolerant, the tepid, and the indifferent. The slight coherence of Ranke's principles can be observed in that part of his Universal History where, when speaking of Tacitus he touches upon his own experience as a teacher of history, he declares that " it is impossible to speak of a tranquil and uniform pro- gressive development of historiography either among the ancients or the moderns, because the object itself is formed in the course of time and is always different, and conceptions depend upon the circumstances among which the author lives and writes. " He thus comes to perform an act of resignation before blind contingentism, and the present historical sketch shows how unjust this is, for it has traced the organic and progressive develop- ment of historical thought from the Greeks to modern times. And the whole of the Universal History is there to prove, on the other hand, that his slight coherence of ideas, or web of ideas that he left intentionally vague, made it difficult for him to give life to a vast historical narrative, so lacking in connexion, so heavy, and some- times even issuing in extraneous reflections, such, for HISTORIOGRAPHY OF POSITIVISM 301 example, as those in the first pages of the first volume, where there is a comparison of Saul and Samuel with the emperors at strife with the popes, and of the policy of Rehoboam and Jeroboam with the political strife between the centralizing states and the centrifugal regions of modern times. We find in general in Ranke an in- evitable tendency to subside into the pragmatic method. And what has been said of Ranke is to be repeated of his disciples and of those who cultivated the same con- ciliatory type of history. As for philological history, the description that has been given of the programme makes clear its nullity, for it leads by a most direct route to a double absurdity. When the most rigorous methods of examining witnesses is really applied, there is no witness that cannot be suspected and questioned, and philo- logical history leads to the negation of the truth of that history which it wishes to construct. And if value be attributed to certain evidence arbitrarily and for external reasons, there is no extravagance that may not be accepted, because there is no extravagance that may ■ not have honest, candid, and intelligent men on its side.

(^It is not possible to reject even miracles by the philo- logical method, since these repose upon the same attes- tations which make certain a war or a peace treaty, as Lorenz has shown by examining the miracles of St Bernard in the light of the severest philological criticism. In order to save himself from the admission of the inconceivable and of the nullification of history, which follows the nullification of witnesses, there remains . nothing but appeal to thought, which reconstitutes history from the inside, and is evidence to itself, and denies what is unthinkable for the very reason that it is not to be thought. This appeal is the declaration of bankruptcy for philological history. We may certainly 3o2 HISTORY OF HISTORIOGRAPHY say that this form of history more or less sustains itself as history, to the extent that it has recourse to all the aids furnished by history proper, and contradicts itself; or it contradicts itself and yet does not sustain itself, or only for a little while and in appearance, by again adopt- ing the methods of pragmaticism, of transcendency, and of positivism. And the last of these in its turn encounters the same experiences in a different order, because its principle of history that explains facts causally presupposes the facts, which as such are thought and therefore are in a way already explained. Hence a vicious circle, evident in the connexion between history and sociology, each one of which is to be based upon and at the same time to afford a base for the other, much in the same way as a column which should support a capital and at the same time spring from it. But if, with a view to breaking the circle, history be taken as the base and sociology as its fulfilment, then the latter will no longer be the explanation of the former, which will find its explanation elsewhere. And this will be, according to taste, either an unknown principle or some form of thought that acts in the same way as God, and in both cases a transcendental principle. Hence we have the fact of positivism leading to philosophies of history, as exemplified in the Apocalypses and the Gospels of Comte, of Buckle, and of others of like sort: they are all most reverent theologians, but chaotic, falling back into those fallacious conceptions which had been refuted by romantic historiography.

Truly, when faced with such histories as these, super- ficial or unintelligent or rude and fantastic, romanticism, conscious of the altitude to which it had elevated the study of the development of human affairs, might have exclaimed (and indeed it did exclaim by the mouth of HISTORIOGRAPHY OF POSITIVISM 303