But the idea of an ought or of duty indicates a possible action, the ground of which is a pure conception; while the ground of a merely natural action is, on the contrary, always a phenomenon. This action must certainly be possible under physical conditions, if it is prescribed by the moral imperative ought; but these physical or natural conditions do not concern the determination of the will itself, they relate to its effects alone, and the consequences of the effect in the world of phenomena. Whatever number of motives nature may present to my will, whatever sensuous impulses—the moral ought it is beyond their power to produce. They may produce a volition, which, so far from being necessary, is always conditioned—a volition to which the ought enunciated by reason, sets an aim and a standard, gives permission or prohibition. Be the object what it may, purely sensuous—as pleasure, or presented by pure reason—as good, reason will not yield to grounds which have an empirical origin. Reason will not follow the order of things presented by experience, but, with perfect spontaneity, rearranges them according to ideas, with which it compels empirical conditions to agree. It declares, in the name of these ideas, certain actions to be necessary which nevertheless have not taken place and which perhaps never will take place; and yet presupposes that it possesses the faculty of causality in relation to these actions. For, in the absence of this supposition, it could not expect its ideas to produce certain effects in the world of experience.
Now, let us stop here and admit it to be at least possible that reason does stand in a really causal relation to phenomena. In this case it must—pure reason as it is—exhibit an empirical character. For every cause supposes a rule, according to which certain phenomena follow as effects from the cause, and every rule requires uniformity in these effects; and this is the proper ground of the conception of a cause—as a faculty or power. Now this conception (of a cause) may be termed the empirical character of reason; and this character is a permanent one, while the effects produced appear, in conformity with the various conditions which accompany and partly limit them, in various forms.
Thus the volition of every man has an empirical character, which is nothing more than the causality of his reason, in so far as its effects in the phenomenal world manifest the presence of a rule, according to which we are enabled to examine, in their several kinds and degrees, the actions of this causality and the rational grounds for these actions, and in this way to decide upon the subjective principles of the volition. Now we learn what this empirical character is only from phenomenal effects, and from the rule of these which is presented by experience; and for this reason all the actions of man in the world of phenomena are determined by his empirical character, and the co-operative causes of nature. If, then, we could investigate all the phenomena of human volition to their lowest foundation in the mind, there would be no action which we could not anticipate with certainty, and recognize to be absolutely necessary from its preceding conditions.
So far as relates to this empirical character, therefore, there can be no freedom; and it is only in the light of this character that we can consider the human will, when we confine ourselves to simple observation and, as is the case in anthropology, institute a physiological investigation of the motive causes of human actions.
But when we consider the same actions in relation to reason—not for the purpose of explaining their origin, that is, in relation to speculative reason, but to practical reason, as the producing cause of these actions—we shall discover a rule and an order very different from those of nature and experience. For the declaration of this mental faculty may be that what has and could not but take place in the course of nature, ought not to have taken place. Sometimes, too, we discover, or believe that we discover, that the ideas of reason did actually stand in a causal relation to certain actions of man; and that these actions have taken place because they were determined, not by empirical causes, but by the act of the will upon grounds of reason.
Now, granting that reason stands in a causal relation to phenomena; can an action of reason be called free, when we know that, sensuously, in its empirical character, it is completely determined and absolutely necessary? But this empirical character is itself determined by the intelligible character. The latter we cannot cognize; we can only indicate it by means of phenomena, which enable us to have an immediate cognition only of the empirical character.[63] An action, then, in so far as it is to be ascribed to an intelligible cause, does not result from it in accordance with empirical laws. That is to say, not the conditions of pure reason, but only their effects in the internal sense, precede the act. Pure reason, as a purely intelligible faculty, is not subject to the conditions of time. The causality of reason in its intelligible character does not begin to be; it does not make its appearance at a certain time, for the purpose of producing an effect.
If this were not the case, the causality of reason would be subservient to the natural law of phenomena, which determines them according to time, and as a series of causes and effects in time; it would consequently cease to be freedom and become a part of nature. We are therefore justified in saying: “If reason stands in a causal relation to phenomena, it is a faculty which originates the sensuous condition of an empirical series of effects.” For the condition, which resides in the reason, is non-sensuous, and therefore cannot be originated, or begin to be. And thus we find—what we could not discover in any empirical series—a condition of a successive series of events itself empirically unconditioned. For, in the present case, the condition stands out of and beyond the series of phenomena—it is intelligible, and it consequently cannot be subjected to any sensuous condition, or to any time-determination by a preceding cause.
[63] The real morality of actions—their merit or demerit, and even that of our own conduct, is completely unknown to us. Our estimates can relate only to their empirical character. How much is the result of the action of free will, how much is to be ascribed to nature and to blameless error, or to a happy constitution of temperament (merito fortunae), no one can discover, nor, for this reason, determine with perfect justice.
But, in another respect, the same cause belongs also to the series of phenomena. Man is himself a phenomenon. His will has an empirical character, which is the empirical cause of all his actions. There is no condition—determining man and his volition in conformity with this character—which does not itself form part of the series of effects in nature, and is subject to their law—the law according to which an empirically undetermined cause of an event in time cannot exist. For this reason no given action can have an absolute and spontaneous origination, all actions being phenomena, and belonging to the world of experience. But it cannot be said of reason, that the state in which it determines the will is always preceded by some other state determining it. For reason is not a phenomenon, and therefore not subject to sensuous conditions; and, consequently, even in relation to its causality, the sequence or conditions of time do not influence reason, nor can the dynamical law of nature, which determines the sequence of time according to certain rules, be applied to it.
Reason is consequently the permanent condition of all actions of the human will. Each of these is determined in the empirical character of the man, even before it has taken place. The intelligible character, of which the former is but the sensuous schema, knows no before or after; and every action, irrespective of the time-relation in which it stands with other phenomena, is the immediate effect of the intelligible character of pure reason, which, consequently, enjoys freedom of action, and is not dynamically determined either by internal or external preceding conditions. This freedom must not be described, in a merely negative manner, as independence of empirical conditions, for in this case the faculty of reason would cease to be a cause of phenomena; but it must be regarded, positively, as a faculty which can spontaneously originate a series of events. At the same time, it must not be supposed that any beginning can take place in reason; on the contrary, reason, as the unconditioned condition of all action of the will, admits of no time-conditions, although its effect does really begin in a series of phenomena—a beginning which is not, however, absolutely primal.
I shall illustrate this regulative principle of reason by an example, from its employment in the world of experience; proved it cannot be by any amount of experience, or by any number of facts, for such arguments cannot establish the truth of transcendental propositions. Let us take a voluntary action—for example, a falsehood—by means of which a man has introduced a certain degree of confusion into the social life of humanity, which is judged according to the motives from which it originated, and the blame of which and of the evil consequences arising from it, is imputed to the offender. We at first proceed to examine the empirical character of the offence, and for this purpose we endeavour to penetrate to the sources of that character, such as a defective education, bad company, a shameless and wicked disposition, frivolity, and want of reflection—not forgetting also the occasioning causes which prevailed at the moment of the transgression. In this the procedure is exactly the same as that pursued in the investigation of the series of causes which determine a given physical effect. Now, although we believe the action to have been determined by all these circumstances, we do not the less blame the offender. We do not blame him for his unhappy disposition, nor for the circumstances which influenced him, nay, not even for his former course of life; for we presuppose that all these considerations may be set aside, that the series of preceding conditions may be regarded as having never existed, and that the action may be considered as completely unconditioned in relation to any state preceding, just as if the agent commenced with it an entirely new series of effects. Our blame of the offender is grounded upon a law of reason, which requires us to regard this faculty as a cause, which could have and ought to have otherwise determined the behaviour of the culprit, independently of all empirical conditions. This causality of reason we do not regard as a co-operating agency, but as complete in itself. It matters not whether the sensuous impulses favoured or opposed the action of this causality, the offence is estimated according to its intelligible character—the offender is decidedly worthy of blame, the moment he utters a falsehood. It follows that we regard reason, in spite of the empirical conditions of the act, as completely free, and therefore, as in the present case, culpable.
The above judgement is complete evidence that we are accustomed to think that reason is not affected by sensuous conditions, that in it no change takes place—although its phenomena, in other words, the mode in which it appears in its effects, are subject to change—that in it no preceding state determines the following, and, consequently, that it does not form a member of the series of sensuous conditions which necessitate phenomena according to natural laws. Reason is present and the same in all human actions and at all times; but it does not itself exist in time, and therefore does not enter upon any state in which it did not formerly exist. It is, relatively to new states or conditions, determining, but not determinable. Hence we cannot ask: “Why did not reason determine itself in a different manner?” The question ought to be thus stated: “Why did not reason employ its power of causality to determine certain phenomena in a different manner?” But this is a question which admits of no answer. For a different intelligible character would have exhibited a different empirical character; and, when we say that, in spite of the course which his whole former life has taken, the offender could have refrained from uttering the falsehood, this means merely that the act was subject to the power and authority—permissive or prohibitive—of reason. Now, reason is not subject in its causality to any conditions of phenomena or of time; and a difference in time may produce a difference in the relation of phenomena to each other—for these are not things and therefore not causes in themselves—but it cannot produce any difference in the relation in which the action stands to the faculty of reason.
Thus, then, in our investigation into free actions and the causal power which produced them, we arrive at an intelligible cause, beyond which, however, we cannot go; although we can recognize that it is free, that is, independent of all sensuous conditions, and that, in this way, it may be the sensuously unconditioned condition of phenomena. But for what reason the intelligible character generates such and such phenomena and exhibits such and such an empirical character under certain circumstances, it is beyond the power of our reason to decide.
The question is as much above the power and the sphere of reason as the following would be: “Why does the transcendental object of our external sensuous intuition allow of no other form than that of intuition in space?” But the problem, which we were called upon to solve, does not require us to entertain any such questions. The problem was merely this—whether freedom and natural necessity can exist without opposition in the same action. To this question we have given a sufficient answer; for we have shown that, as the former stands in a relation to a different kind of condition from those of the latter, the law of the one does not affect the law of the other and that, consequently, both can exist together in independence of and without interference with each other.
The reader must be careful to remark that my intention in the above remarks has not been to prove the actual existence of freedom, as a faculty in which resides the cause of certain sensuous phenomena. For, not to mention that such an argument would not have a transcendental character, nor have been limited to the discussion of pure conceptions—all attempts at inferring from experience what cannot be cogitated in accordance with its laws, must ever be unsuccessful. Nay, more, I have not even aimed at demonstrating the possibility of freedom; for this too would have been a vain endeavour, inasmuch as it is beyond the power of the mind to cognize the possibility of a reality or of a causal power by the aid of mere à priori conceptions. Freedom has been considered in the foregoing remarks only as a transcendental idea, by means of which reason aims at originating a series of conditions in the world of phenomena with the help of that which is sensuously unconditioned, involving itself, however, in an antinomy with the laws which itself prescribes for the conduct of the understanding. That this antinomy is based upon a mere illusion, and that nature and freedom are at least not opposed—this was the only thing in our power to prove, and the question which it was our task to solve.
IV. Solution of the Cosmological Idea of the Totality of the Dependence of Phenomenal Existences In the preceding remarks, we considered the changes in the world of sense as constituting a dynamical series, in which each member is subordinated to another—as its cause. Our present purpose is to avail ourselves of this series of states or conditions as a guide to an existence which may be the highest condition of all changeable phenomena, that is, to a necessary being. Our endeavour to reach, not the unconditioned causality, but the unconditioned existence, of substance. The series before us is therefore a series of conceptions, and not of intuitions (in which the one intuition is the condition of the other).
But it is evident that, as all phenomena are subject to change and conditioned in their existence, the series of dependent existences cannot embrace an unconditioned member, the existence of which would be absolutely necessary. It follows that, if phenomena were things in themselves, and—as an immediate consequence from this supposition—condition and conditioned belonged to the same series of phenomena, the existence of a necessary being, as the condition of the existence of sensuous phenomena, would be perfectly impossible.
An important distinction, however, exists between the dynamical and the mathematical regress. The latter is engaged solely with the combination of parts into a whole, or with the division of a whole into its parts; and therefore are the conditions of its series parts of the series, and to be consequently regarded as homogeneous, and for this reason, as consisting, without exception, of phenomena. If the former regress, on the contrary, the aim of which is not to establish the possibility of an unconditioned whole consisting of given parts, or of an unconditioned part of a given whole, but to demonstrate the possibility of the deduction of a certain state from its cause, or of the contingent existence of substance from that which exists necessarily, it is not requisite that the condition should form part of an empirical series along with the conditioned.
In the case of the apparent antinomy with which we are at present dealing, there exists a way of escape from the difficulty; for it is not impossible that both of the contradictory statements may be true in different relations. All sensuous phenomena may be contingent, and consequently possess only an empirically conditioned existence, and yet there may also exist a non-empirical condition of the whole series, or, in other words, a necessary being. For this necessary being, as an intelligible condition, would not form a member—not even the highest member—of the series; the whole world of sense would be left in its empirically determined existence uninterfered with and uninfluenced.
This would also form a ground of distinction between the modes of solution employed for the third and fourth antinomies. For, while in the consideration of freedom in the former antinomy, the thing itself—the cause (substantia phaenomenon)—was regarded as belonging to the series of conditions, and only its causality to the intelligible world—we are obliged in the present case to cogitate this necessary being as purely intelligible and as existing entirely apart from the world of sense (as an ens extramundanum); for otherwise it would be subject to the phenomenal law of contingency and dependence.
In relation to the present problem, therefore, the regulative principle of reason is that everything in the sensuous world possesses an empirically conditioned existence—that no property of the sensuous world possesses unconditioned necessity—that we are bound to expect, and, so far as is possible, to seek for the empirical condition of every member in the series of conditions—and that there is no sufficient reason to justify us in deducing any existence from a condition which lies out of and beyond the empirical series, or in regarding any existence as independent and self-subsistent; although this should not prevent us from recognizing the possibility of the whole series being based upon a being which is intelligible, and for this reason free from all empirical conditions.
But it has been far from my intention, in these remarks, to prove the existence of this unconditioned and necessary being, or even to evidence the possibility of a purely intelligible condition of the existence of all sensuous phenomena. As bounds were set to reason, to prevent it from leaving the guiding thread of empirical conditions and losing itself in transcendent theories which are incapable of concrete presentation; so it was my purpose, on the other hand, to set bounds to the law of the purely empirical understanding, and to protest against any attempts on its part at deciding on the possibility of things, or declaring the existence of the intelligible to be impossible, merely on the ground that it is not available for the explanation and exposition of phenomena. It has been shown, at the same time, that the contingency of all the phenomena of nature and their empirical conditions is quite consistent with the arbitrary hypothesis of a necessary, although purely intelligible condition, that no real contradiction exists between them and that, consequently, both may be true. The existence of such an absolutely necessary being may be impossible; but this can never be demonstrated from the universal contingency and dependence of sensuous phenomena, nor from the principle which forbids us to discontinue the series at some member of it, or to seek for its cause in some sphere of existence beyond the world of nature. Reason goes its way in the empirical world, and follows, too, its peculiar path in the sphere of the transcendental.
The sensuous world contains nothing but phenomena, which are mere representations, and always sensuously conditioned; things in themselves are not, and cannot be, objects to us. It is not to be wondered at, therefore, that we are not justified in leaping from some member of an empirical series beyond the world of sense, as if empirical representations were things in themselves, existing apart from their transcendental ground in the human mind, and the cause of whose existence may be sought out of the empirical series. This would certainly be the case with contingent things; but it cannot be with mere representations of things, the contingency of which is itself merely a phenomenon and can relate to no other regress than that which determines phenomena, that is, the empirical. But to cogitate an intelligible ground of phenomena, as free, moreover, from the contingency of the latter, conflicts neither with the unlimited nature of the empirical regress, nor with the complete contingency of phenomena. And the demonstration of this was the only thing necessary for the solution of this apparent antinomy. For if the condition of every conditioned—as regards its existence—is sensuous, and for this reason a part of the same series, it must be itself conditioned, as was shown in the antithesis of the fourth antinomy. The embarrassments into which a reason, which postulates the unconditioned, necessarily falls, must, therefore, continue to exist; or the unconditioned must be placed in the sphere of the intelligible. In this way, its necessity does not require, nor does it even permit, the presence of an empirical condition: and it is, consequently, unconditionally necessary.
The empirical employment of reason is not affected by the assumption of a purely intelligible being; it continues its operations on the principle of the contingency of all phenomena, proceeding from empirical conditions to still higher and higher conditions, themselves empirical. Just as little does this regulative principle exclude the assumption of an intelligible cause, when the question regards merely the pure employment of reason—in relation to ends or aims. For, in this case, an intelligible cause signifies merely the transcendental and to us unknown ground of the possibility of sensuous phenomena, and its existence, necessary and independent of all sensuous conditions, is not inconsistent with the contingency of phenomena, or with the unlimited possibility of regress which exists in the series of empirical conditions.
Concluding Remarks on the Antinomy of Pure Reason.
So long as the object of our rational conceptions is the totality of conditions in the world of phenomena, and the satisfaction, from this source, of the requirements of reason, so long are our ideas transcendental and cosmological. But when we set the unconditioned—which is the aim of all our inquiries—in a sphere which lies out of the world of sense and possible experience, our ideas become transcendent. They are then not merely serviceable towards the completion of the exercise of reason (which remains an idea, never executed, but always to be pursued); they detach themselves completely from experience and construct for themselves objects, the material of which has not been presented by experience, and the objective reality of which is not based upon the completion of the empirical series, but upon pure à priori conceptions. The intelligible object of these transcendent ideas may be conceded, as a transcendental object. But we cannot cogitate it as a thing determinable by certain distinct predicates relating to its internal nature, for it has no connection with empirical conceptions; nor are we justified in affirming the existence of any such object. It is, consequently, a mere product of the mind alone. Of all the cosmological ideas, however, it is that occasioning the fourth antinomy which compels us to venture upon this step. For the existence of phenomena, always conditioned and never self-subsistent, requires us to look for an object different from phenomena—an intelligible object, with which all contingency must cease. But, as we have allowed ourselves to assume the existence of a self-subsistent reality out of the field of experience, and are therefore obliged to regard phenomena as merely a contingent mode of representing intelligible objects employed by beings which are themselves intelligences—no other course remains for us than to follow analogy and employ the same mode in forming some conception of intelligible things, of which we have not the least knowledge, which nature taught us to use in the formation of empirical conceptions.
Experience made us acquainted with the contingent. But we are at present engaged in the discussion of things which are not objects of experience; and must, therefore, deduce our knowledge of them from that which is necessary absolutely and in itself, that is, from pure conceptions. Hence the first step which we take out of the world of sense obliges us to begin our system of new cognition with the investigation of a necessary being, and to deduce from our conceptions of it all our conceptions of intelligible things. This we propose to attempt in the following chapter.
Chapter III. The Ideal of Pure Reason Section I. Of the Ideal in General We have seen that pure conceptions do not present objects to the mind, except under sensuous conditions; because the conditions of objective reality do not exist in these conceptions, which contain, in fact, nothing but the mere form of thought. They may, however, when applied to phenomena, be presented in concreto; for it is phenomena that present to them the materials for the formation of empirical conceptions, which are nothing more than concrete forms of the conceptions of the understanding. But ideas are still further removed from objective reality than categories; for no phenomenon can ever present them to the human mind in concreto. They contain a certain perfection, attainable by no possible empirical cognition; and they give to reason a systematic unity, to which the unity of experience attempts to approximate, but can never completely attain.
But still further removed than the idea from objective reality is the Ideal, by which term I understand the idea, not in concreto, but in individuo—as an individual thing, determinable or determined by the idea alone. The idea of humanity in its complete perfection supposes not only the advancement of all the powers and faculties, which constitute our conception of human nature, to a complete attainment of their final aims, but also everything which is requisite for the complete determination of the idea; for of all contradictory predicates, only one can conform with the idea of the perfect man. What I have termed an ideal was in Plato’s philosophy an idea of the divine mind—an individual object present to its pure intuition, the most perfect of every kind of possible beings, and the archetype of all phenomenal existences.
Without rising to these speculative heights, we are bound to confess that human reason contains not only ideas, but ideals, which possess, not, like those of Plato, creative, but certainly practical power—as regulative principles, and form the basis of the perfectibility of certain actions. Moral conceptions are not perfectly pure conceptions of reason, because an empirical element—of pleasure or pain—lies at the foundation of them. In relation, however, to the principle, whereby reason sets bounds to a freedom which is in itself without law, and consequently when we attend merely to their form, they may be considered as pure conceptions of reason. Virtue and wisdom in their perfect purity are ideas. But the wise man of the Stoics is an ideal, that is to say, a human being existing only in thought and in complete conformity with the idea of wisdom. As the idea provides a rule, so the ideal serves as an archetype for the perfect and complete determination of the copy. Thus the conduct of this wise and divine man serves us as a standard of action, with which we may compare and judge ourselves, which may help us to reform ourselves, although the perfection it demands can never be attained by us. Although we cannot concede objective reality to these ideals, they are not to be considered as chimeras; on the contrary, they provide reason with a standard, which enables it to estimate, by comparison, the degree of incompleteness in the objects presented to it. But to aim at realizing the ideal in an example in the world of experience—to describe, for instance, the character of the perfectly wise man in a romance—is impracticable. Nay more, there is something absurd in the attempt; and the result must be little edifying, as the natural limitations, which are continually breaking in upon the perfection and completeness of the idea, destroy the illusion in the story and throw an air of suspicion even on what is good in the idea, which hence appears fictitious and unreal.
Such is the constitution of the ideal of reason, which is always based upon determinate conceptions, and serves as a rule and a model for limitation or of criticism. Very different is the nature of the ideals of the imagination. Of these it is impossible to present an intelligible conception; they are a kind of monogram, drawn according to no determinate rule, and forming rather a vague picture—the production of many diverse experiences—than a determinate image. Such are the ideals which painters and physiognomists profess to have in their minds, and which can serve neither as a model for production nor as a standard for appreciation. They may be termed, though improperly, sensuous ideals, as they are declared to be models of certain possible empirical intuitions. They cannot, however, furnish rules or standards for explanation or examination.
In its ideals, reason aims at complete and perfect determination according to à priori rules; and hence it cogitates an object, which must be completely determinable in conformity with principles, although all empirical conditions are absent, and the conception of the object is on this account transcendent.
Section II. Of the Transcendental Ideal (Prototypon Trancendentale) Every conception is, in relation to that which is not contained in it, undetermined and subject to the principle of determinability. This principle is that, of every two contradictorily opposed predicates, only one can belong to a conception. It is a purely logical principle, itself based upon the principle of contradiction; inasmuch as it makes complete abstraction of the content and attends merely to the logical form of the cognition.
But again, everything, as regards its possibility, is also subject to the principle of complete determination, according to which one of all the possible contradictory predicates of things must belong to it. This principle is not based merely upon that of contradiction; for, in addition to the relation between two contradictory predicates, it regards everything as standing in a relation to the sum of possibilities, as the sum total of all predicates of things, and, while presupposing this sum as an à priori condition, presents to the mind everything as receiving the possibility of its individual existence from the relation it bears to, and the share it possesses in, the aforesaid sum of possibilities.[64] The principle of complete determination relates the content and not to the logical form. It is the principle of the synthesis of all the predicates which are required to constitute the complete conception of a thing, and not a mere principle analytical representation, which enounces that one of two contradictory predicates must belong to a conception. It contains, moreover, a transcendental presupposition—that, namely, of the material for all possibility, which must contain à priori the data for this or that particular possibility.
[64] Thus this principle declares everything to possess a relation to a common correlate—the sum-total of possibility, which, if discovered to exist in the idea of one individual thing, would establish the affinity of all possible things, from the identity of the ground of their complete determination. The determinability of every conception is subordinate to the universality (Allgemeinheit, universalitas) of the principle of excluded middle; the determination of a thing to the totality (Allheit, universitas) of all possible predicates.
The proposition, everything which exists is completely determined, means not only that one of every pair of given contradictory attributes, but that one of all possible attributes, is always predicable of the thing; in it the predicates are not merely compared logically with each other, but the thing itself is transcendentally compared with the sum-total of all possible predicates. The proposition is equivalent to saying: “To attain to a complete knowledge of a thing, it is necessary to possess a knowledge of everything that is possible, and to determine it thereby in a positive or negative manner.” The conception of complete determination is consequently a conception which cannot be presented in its totality in concreto, and is therefore based upon an idea, which has its seat in the reason—the faculty which prescribes to the understanding the laws of its harmonious and perfect exercise.
Now, although this idea of the sum-total of all possibility, in so far as it forms the condition of the complete determination of everything, is itself undetermined in relation to the predicates which may constitute this sum-total, and we cogitate in it merely the sum-total of all possible predicates—we nevertheless find, upon closer examination, that this idea, as a primitive conception of the mind,