SigPhi · John Dewey

Democracy and Education An Introduction to the Philosophy of Education

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expression and social direction. Nor is it necessary to speak again of the educational evils which spring from the separation. We shall be content to summarize the forces which tend to make the untenability of this conception obvious and to replace it by the idea of continuity.

(i) The advance of physiology and the psychology associated with it have shown the connection of mental activity with that of the nervous system.

Too often recognition of connection has stopped short at this point; the older dualism of soul and body has been replaced by that of the brain and the rest of the body. But in fact the nervous system is only a specialized mechanism for keeping all bodily activities working together. Instead of being isolated from them, as an organ of knowing from organs of motor response, it is the organ by which they interact responsively with one another. The brain is essentially an organ for effecting the reciprocal adjustment to each other of the stimuli received from the environment and responses directed upon it. Note that the adjusting is reciprocal; the brain not only enables organic activity to be brought to bear upon any object of the environment in response to a sensory stimulation, but this response also determines what the next stimulus will be. See what happens, for example, when a carpenter is at work upon a board, or an etcher upon his plate--or in any case of a consecutive activity. While each motor response is adjusted to the state of affairs indicated through the sense organs, that motor response shapes the next sensory stimulus. Generalizing this illustration, the brain is the machinery for a constant reorganizing of activity so as to maintain its continuity; that is to say, to make such modifications in future action as are required because of what has already been done. The continuity of the work of the carpenter distinguishes it from a routine repetition of identically the same motion, and from a random activity where there is nothing cumulative. What makes it continuous, consecutive, or concentrated is that each earlier act prepares the way for later acts, while these take account of or reckon with the results already attained--the basis of all responsibility. No one who has realized the full force of the facts of the connection of knowing with the nervous system and of the nervous system with the readjusting of activity continuously to meet new conditions, will doubt that knowing has to do with reorganizing activity, instead of being something isolated from all activity, complete on its own account.

(ii) The development of biology clinches this lesson, with its discovery of evolution. For the philosophic significance of the doctrine of evolution lies precisely in its emphasis upon continuity of simpler and more complex organic forms until we reach man. The development of organic forms begins with structures where the adjustment of environment and organism is obvious, and where anything which can be called mind is at a minimum. As activity becomes more complex, coordinating a greater number of factors in space and time, intelligence plays a more and more marked role, for it has a larger span of the future to forecast and plan for. The effect upon the theory of knowing is to displace the notion that it is the activity of a mere onlooker or spectator of the world, the notion which goes with the idea of knowing as something complete in itself. For the doctrine of organic development means that the living creature is a part of the world, sharing its vicissitudes and fortunes, and making itself secure in its precarious dependence only as it intellectually identifies itself with the things about it, and, forecasting the future consequences of what is going on, shapes its own activities accordingly. If the living, experiencing being is an intimate participant in the activities of the world to which it belongs, then knowledge is a mode of participation, valuable in the degree in which it is effective. It cannot be the idle view of an unconcerned spectator.

(iii) The development of the experimental method as the method of getting knowledge and of making sure it is knowledge, and not mere opinion--the method of both discovery and proof--is the remaining great force in bringing about a transformation in the theory of knowledge.

The experimental method has two sides. (i) On one hand, it means that we have no right to call anything knowledge except where our activity has actually produced certain physical changes in things, which agree with and confirm the conception entertained. Short of such specific changes, our beliefs are only hypotheses, theories, suggestions, guesses, and are to be entertained tentatively and to be utilized as indications of experiments to be tried. (ii) On the other hand, the experimental method of thinking signifies that thinking is of avail; that it is of avail in just the degree in which the anticipation of future consequences is made on the basis of thorough observation of present conditions.

Experimentation, in other words, is not equivalent to blind reacting.

Such surplus activity--a surplus with reference to what has been observed and is now anticipated--is indeed an unescapable factor in all our behavior, but it is not experiment save as consequences are noted and are used to make predictions and plans in similar situations in the future. The more the meaning of the experimental method is perceived, the more our trying out of a certain way of treating the material resources and obstacles which confront us embodies a prior use of intelligence. What we call magic was with respect to many things the experimental method of the savage; but for him to try was to try his luck, not his ideas. The scientific experimental method is, on the contrary, a trial of ideas; hence even when practically--or immediately--unsuccessful, it is intellectual, fruitful; for we learn from our failures when our endeavors are seriously thoughtful.

The experimental method is new as a scientific resource--as a systematized means of making knowledge, though as old as life as a practical device. Hence it is not surprising that men have not recognized its full scope. For the most part, its significance is regarded as belonging to certain technical and merely physical matters.

It will doubtless take a long time to secure the perception that it holds equally as to the forming and testing of ideas in social and moral matters. Men still want the crutch of dogma, of beliefs fixed by authority, to relieve them of the trouble of thinking and the responsibility of directing their activity by thought. They tend to confine their own thinking to a consideration of which one among the rival systems of dogma they will accept. Hence the schools are better adapted, as John Stuart Mill said, to make disciples than inquirers. But every advance in the influence of the experimental method is sure to aid in outlawing the literary, dialectic, and authoritative methods of forming beliefs which have governed the schools of the past, and to transfer their prestige to methods which will procure an active concern with things and persons, directed by aims of increasing temporal reach and deploying greater range of things in space. In time the theory of knowing must be derived from the practice which is most successful in making knowledge; and then that theory will be employed to improve the methods which are less successful.

2. Schools of Method. There are various systems of philosophy with characteristically different conceptions of the method of knowing. Some of them are named scholasticism, sensationalism, rationalism, idealism, realism, empiricism, transcendentalism, pragmatism, etc. Many of them have been criticized in connection with the discussion of some educational problem. We are here concerned with them as involving deviations from that method which has proved most effective in achieving knowledge, for a consideration of the deviations may render clearer the true place of knowledge in experience. In brief, the function of knowledge is to make one experience freely available in other experiences. The word "freely" marks the difference between the principle of knowledge and that of habit. Habit means that an individual undergoes a modification through an experience, which modification forms a predisposition to easier and more effective action in a like direction in the future. Thus it also has the function of making one experience available in subsequent experiences. Within certain limits, it performs this function successfully. But habit, apart from knowledge, does not make allowance for change of conditions, for novelty. Prevision of change is not part of its scope, for habit assumes the essential likeness of the new situation with the old. Consequently it often leads astray, or comes between a person and the successful performance of his task, just as the skill, based on habit alone, of the mechanic will desert him when something unexpected occurs in the running of the machine. But a man who understands the machine is the man who knows what he is about. He knows the conditions under which a given habit works, and is in a position to introduce the changes which will readapt it to new conditions.

In other words, knowledge is a perception of those connections of an object which determine its applicability in a given situation. To take an extreme example; savages react to a flaming comet as they are accustomed to react to other events which threaten the security of their life. Since they try to frighten wild animals or their enemies by shrieks, beating of gongs, brandishing of weapons, etc., they use the same methods to scare away the comet. To us, the method is plainly absurd--so absurd that we fail to note that savages are simply falling back upon habit in a way which exhibits its limitations. The only reason we do not act in some analogous fashion is because we do not take the comet as an isolated, disconnected event, but apprehend it in its connections with other events. We place it, as we say, in the astronomical system. We respond to its connections and not simply to the immediate occurrence. Thus our attitude to it is much freer. We may approach it, so to speak, from any one of the angles provided by its connections. We can bring into play, as we deem wise, any one of the habits appropriate to any one of the connected objects. Thus we get at a new event indirectly instead of immediately--by invention, ingenuity, resourcefulness. An ideally perfect knowledge would represent such a network of interconnections that any past experience would offer a point of advantage from which to get at the problem presented in a new experience. In fine, while a habit apart from knowledge supplies us with a single fixed method of attack, knowledge means that selection may be made from a much wider range of habits.

Two aspects of this more general and freer availability of former experiences for subsequent ones may be distinguished. (See ante, p. 77.)

(i) One, the more tangible, is increased power of control. What cannot be managed directly may be handled indirectly; or we can interpose barriers between us and undesirable consequences; or we may evade them if we cannot overcome them. Genuine knowledge has all the practical value attaching to efficient habits in any case. (ii) But it also increases the meaning, the experienced significance, attaching to an experience. A situation to which we respond capriciously or by routine has only a minimum of conscious significance; we get nothing mentally from it. But wherever knowledge comes into play in determining a new experience there is mental reward; even if we fail practically in getting the needed control we have the satisfaction of experiencing a meaning instead of merely reacting physically.

While the content of knowledge is what has happened, what is taken as finished and hence settled and sure, the reference of knowledge is future or prospective. For knowledge furnishes the means of understanding or giving meaning to what is still going on and what is to be done. The knowledge of a physician is what he has found out by personal acquaintance and by study of what others have ascertained and recorded. But it is knowledge to him because it supplies the resources by which he interprets the unknown things which confront him, fills out the partial obvious facts with connected suggested phenomena, foresees their probable future, and makes plans accordingly. When knowledge is cut off from use in giving meaning to what is blind and baffling, it drops out of consciousness entirely or else becomes an object of aesthetic contemplation. There is much emotional satisfaction to be had from a survey of the symmetry and order of possessed knowledge, and the satisfaction is a legitimate one. But this contemplative attitude is aesthetic, not intellectual. It is the same sort of joy that comes from viewing a finished picture or a well composed landscape. It would make no difference if the subject matter were totally different, provided it had the same harmonious organization. Indeed, it would make no difference if it were wholly invented, a play of fancy. Applicability to the world means not applicability to what is past and gone--that is out of the question by the nature of the case; it means applicability to what is still going on, what is still unsettled, in the moving scene in which we are implicated. The very fact that we so easily overlook this trait, and regard statements of what is past and out of reach as knowledge is because we assume the continuity of past and future. We cannot entertain the conception of a world in which knowledge of its past would not be helpful in forecasting and giving meaning to its future. We ignore the prospective reference just because it is so irretrievably implied.

Yet many of the philosophic schools of method which have been mentioned transform the ignoring into a virtual denial. They regard knowledge as something complete in itself irrespective of its availability in dealing with what is yet to be. And it is this omission which vitiates them and which makes them stand as sponsors for educational methods which an adequate conception of knowledge condemns. For one has only to call to mind what is sometimes treated in schools as acquisition of knowledge to realize how lacking it is in any fruitful connection with the ongoing experience of the students--how largely it seems to be believed that the mere appropriation of subject matter which happens to be stored in books constitutes knowledge. No matter how true what is learned to those who found it out and in whose experience it functioned, there is nothing which makes it knowledge to the pupils. It might as well be something about Mars or about some fanciful country unless it fructifies in the individual's own life.

At the time when scholastic method developed, it had relevancy to social conditions. It was a method for systematizing and lending rational sanction to material accepted on authority. This subject matter meant so much that it vitalized the defining and systematizing brought to bear upon it. Under present conditions the scholastic method, for most persons, means a form of knowing which has no especial connection with any particular subject matter. It includes making distinctions, definitions, divisions, and classifications for the mere sake of making them--with no objective in experience. The view of thought as a purely physical activity having its own forms, which are applied to any material as a seal may be stamped on any plastic stuff, the view which underlies what is termed formal logic is essentially the scholastic method generalized. The doctrine of formal discipline in education is the natural counterpart of the scholastic method.

The contrasting theories of the method of knowledge which go by the name of sensationalism and rationalism correspond to an exclusive emphasis upon the particular and the general respectively--or upon bare facts on one side and bare relations on the other. In real knowledge, there is a particularizing and a generalizing function working together. So far as a situation is confused, it has to be cleared up; it has to be resolved into details, as sharply defined as possible. Specified facts and qualities constitute the elements of the problem to be dealt with, and it is through our sense organs that they are specified. As setting forth the problem, they may well be termed particulars, for they are fragmentary. Since our task is to discover their connections and to recombine them, for us at the time they are partial. They are to be given meaning; hence, just as they stand, they lack it. Anything which is to be known, whose meaning has still to be made out, offers itself as particular. But what is already known, if it has been worked over with a view to making it applicable to intellectually mastering new particulars, is general in function. Its function of introducing connection into what is otherwise unconnected constitutes its generality. Any fact is general if we use it to give meaning to the elements of a new experience. "Reason" is just the ability to bring the subject matter of prior experience to bear to perceive the significance of the subject matter of a new experience. A person is reasonable in the degree in which he is habitually open to seeing an event which immediately strikes his senses not as an isolated thing but in its connection with the common experience of mankind.

Without the particulars as they are discriminated by the active responses of sense organs, there is no material for knowing and no intellectual growth. Without placing these particulars in the context of the meanings wrought out in the larger experience of the past--without the use of reason or thought--particulars are mere excitations or irritations. The mistake alike of the sensational and the rationalistic schools is that each fails to see that the function of sensory stimulation and thought is relative to reorganizing experience in applying the old to the new, thereby maintaining the continuity or consistency of life. The theory of the method of knowing which is advanced in these pages may be termed pragmatic. Its essential feature is to maintain the continuity of knowing with an activity which purposely modifies the environment. It holds that knowledge in its strict sense of something possessed consists of our intellectual resources--of all the habits that render our action intelligent. Only that which has been organized into our disposition so as to enable us to adapt the environment to our needs and to adapt our aims and desires to the situation in which we live is really knowledge. Knowledge is not just something which we are now conscious of, but consists of the dispositions we consciously use in understanding what now happens.

Knowledge as an act is bringing some of our dispositions to consciousness with a view to straightening out a perplexity, by conceiving the connection between ourselves and the world in which we live.

Summary. Such social divisions as interfere with free and full intercourse react to make the intelligence and knowing of members of the separated classes one-sided. Those whose experience has to do with utilities cut off from the larger end they subserve are practical empiricists; those who enjoy the contemplation of a realm of meanings in whose active production they have had no share are practical rationalists. Those who come in direct contact with things and have to adapt their activities to them immediately are, in effect, realists; those who isolate the meanings of these things and put them in a religious or so-called spiritual world aloof from things are, in effect, idealists. Those concerned with progress, who are striving to change received beliefs, emphasize the individual factor in knowing; those whose chief business it is to withstand change and conserve received truth emphasize the universal and the fixed--and so on. Philosophic systems in their opposed theories of knowledge present an explicit formulation of the traits characteristic of these cut-off and one-sided segments of experience--one-sided because barriers to intercourse prevent the experience of one from being enriched and supplemented by that of others who are differently situated.

In an analogous way, since democracy stands in principle for free interchange, for social continuity, it must develop a theory of knowledge which sees in knowledge the method by which one experience is made available in giving direction and meaning to another. The recent advances in physiology, biology, and the logic of the experimental sciences supply the specific intellectual instrumentalities demanded to work out and formulate such a theory. Their educational equivalent is the connection of the acquisition of knowledge in the schools with activities, or occupations, carried on in a medium of associated life.

Chapter Twenty-six: Theories of Morals 1. The Inner and the Outer.

Since morality is concerned with conduct, any dualisms which are set up between mind and activity must reflect themselves in the theory of morals. Since the formulations of the separation in the philosophic theory of morals are used to justify and idealize the practices employed in moral training, a brief critical discussion is in place. It is a commonplace of educational theory that the establishing of character is a comprehensive aim of school instruction and discipline. Hence it is important that we should be on our guard against a conception of the relations of intelligence to character which hampers the realization of the aim, and on the look-out for the conditions which have to be provided in order that the aim may be successfully acted upon. The first obstruction which meets us is the currency of moral ideas which split the course of activity into two opposed factors, often named respectively the inner and outer, or the spiritual and the physical.

This division is a culmination of the dualism of mind and the world, soul and body, end and means, which we have so frequently noted. In morals it takes the form of a sharp demarcation of the motive of action from its consequences, and of character from conduct. Motive and character are regarded as something purely "inner," existing exclusively in consciousness, while consequences and conduct are regarded as outside of mind, conduct having to do simply with the movements which carry out motives; consequences with what happens as a result. Different schools identify morality with either the inner state of mind or the outer act and results, each in separation from the other. Action with a purpose is deliberate; it involves a consciously foreseen end and a mental weighing of considerations pro and eon. It also involves a conscious state of longing or desire for the end. The deliberate choice of an aim and of a settled disposition of desire takes time. During this time complete overt action is suspended. A person who does not have his mind made up, does not know what to do. Consequently he postpones definite action so far as possible. His position may be compared to that of a man considering jumping across a ditch. If he were sure he could or could not make it, definite activity in some direction would occur. But if he considers, he is in doubt; he hesitates. During the time in which a single overt line of action is in suspense, his activities are confined to such redistributions of energy within the organism as will prepare a determinate course of action. He measures the ditch with his eyes; he brings himself taut to get a feel of the energy at his disposal; he looks about for other ways across, he reflects upon the importance of getting across. All this means an accentuation of consciousness; it means a turning in upon the individual's own attitudes, powers, wishes, etc.

Obviously, however, this surging up of personal factors into conscious recognition is a part of the whole activity in its temporal development.

There is not first a purely psychical process, followed abruptly by a radically different physical one. There is one continuous behavior, proceeding from a more uncertain, divided, hesitating state to a more overt, determinate, or complete state. The activity at first consists mainly of certain tensions and adjustments within the organism; as these are coordinated into a unified attitude, the organism as a whole acts--some definite act is undertaken. We may distinguish, of course, the more explicitly conscious phase of the continuous activity as mental or psychical. But that only identifies the mental or psychical to mean the indeterminate, formative state of an activity which in its fullness involves putting forth of overt energy to modify the environment.

Our conscious thoughts, observations, wishes, aversions are important, because they represent inchoate, nascent activities. They fulfill their destiny in issuing, later on, into specific and perceptible acts. And these inchoate, budding organic readjustments are important because they are our sole escape from the dominion of routine habits and blind impulse. They are activities having a new meaning in process of development. Hence, normally, there is an accentuation of personal consciousness whenever our instincts and ready formed habits find themselves blocked by novel conditions. Then we are thrown back upon ourselves to reorganize our own attitude before proceeding to a definite and irretrievable course of action. Unless we try to drive our way through by sheer brute force, we must modify our organic resources to adapt them to the specific features of the situation in which we find ourselves. The conscious deliberating and desiring which precede overt action are, then, the methodic personal readjustment implied in activity in uncertain situations. This role of mind in continuous activity is not always maintained, however. Desires for something different, aversion to the given state of things caused by the blocking of successful activity, stimulates the imagination. The picture of a different state of things does not always function to aid ingenious observation and recollection to find a way out and on. Except where there is a disciplined disposition, the tendency is for the imagination to run loose. Instead of its objects being checked up by conditions with reference to their practicability in execution, they are allowed to develop because of the immediate emotional satisfaction which they yield. When we find the successful display of our energies checked by uncongenial surroundings, natural and social, the easiest way out is to build castles in the air and let them be a substitute for an actual achievement which involves the pains of thought. So in overt action we acquiesce, and build up an imaginary world in, mind. This break between thought and conduct is reflected in those theories which make a sharp separation between mind as inner and conduct and consequences as merely outer.

For the split may be more than an incident of a particular individual's experience. The social situation may be such as to throw the class given to articulate reflection back into their own thoughts and desires without providing the means by which these ideas and aspirations can be used to reorganize the environment. Under such conditions, men take revenge, as it were, upon the alien and hostile environment by cultivating contempt for it, by giving it a bad name. They seek refuge and consolation within their own states of mind, their own imaginings and wishes, which they compliment by calling both more real and more ideal than the despised outer world. Such periods have recurred in history. In the early centuries of the Christian era, the influential moral systems of Stoicism, of monastic and popular Christianity and other religious movements of the day, took shape under the influence of such conditions. The more action which might express prevailing ideals was checked, the more the inner possession and cultivation of ideals was regarded as self-sufficient--as the essence of morality. The external world in which activity belongs was thought of as morally indifferent.

Everything lay in having the right motive, even though that motive was not a moving force in the world. Much the same sort of situation recurred in Germany in the later eighteenth and early nineteenth centuries; it led to the Kantian insistence upon the good will as the sole moral good, the will being regarded as something complete in itself, apart from action and from the changes or consequences effected in the world. Later it led to any idealization of existing institutions as themselves the embodiment of reason.

The purely internal morality of "meaning well," of having a good disposition regardless of what comes of it, naturally led to a reaction.

This is generally known as either hedonism or utilitarianism. It was said in effect that the important thing morally is not what a man is inside of his own consciousness, but what he does--the consequences which issue, the charges he actually effects. Inner morality was attacked as sentimental, arbitrary, dogmatic, subjective--as giving men leave to dignify and shield any dogma congenial to their self-interest or any caprice occurring to imagination by calling it an intuition or an ideal of conscience. Results, conduct, are what counts; they afford the sole measure of morality. Ordinary morality, and hence that of the schoolroom, is likely to be an inconsistent compromise of both views.

On one hand, certain states of feeling are made much of; the individual must "mean well," and if his intentions are good, if he had the right sort of emotional consciousness, he may be relieved of responsibility for full results in conduct. But since, on the other hand, certain things have to be done to meet the convenience and the requirements of others, and of social order in general, there is great insistence upon the doing of certain things, irrespective of whether the individual has any concern or intelligence in their doing. He must toe the mark; he must have his nose held to the grindstone; he must obey; he must form useful habits; he must learn self-control,--all of these precepts being understood in a way which emphasizes simply the immediate thing tangibly done, irrespective of the spirit of thought and desire in which it is done, and irrespective therefore of its effect upon other less obvious doings.

It is hoped that the prior discussion has sufficiently elaborated the method by which both of these evils are avoided. One or both of these evils must result wherever individuals, whether young or old, cannot engage in a progressively cumulative undertaking under conditions which engage their interest and require their reflection. For only in such cases is it possible that the disposition of desire and thinking should be an organic factor in overt and obvious conduct. Given a consecutive activity embodying the student's own interest, where a definite result is to be obtained, and where neither routine habit nor the following of dictated directions nor capricious improvising will suffice, and there the rise of conscious purpose, conscious desire, and deliberate reflection are inevitable. They are inevitable as the spirit and quality of an activity having specific consequences, not as forming an isolated realm of inner consciousness.

2. The Opposition of Duty and Interest. Probably there is no antithesis more often set up in moral discussion than that between acting from "principle" and from "interest." To act on principle is to act disinterestedly, according to a general law, which is above all personal considerations. To act according to interest is, so the allegation runs, to act selfishly, with one's own personal profit in view. It substitutes the changing expediency of the moment for devotion to unswerving moral law. The false idea of interest underlying this opposition has already been criticized (See Chapter X), but some moral aspects of the question will now be considered. A clew to the matter may be found in the fact that the supporters of the "interest" side of the controversy habitually use the term "self-interest." Starting from the premises that unless there is interest in an object or idea, there is no motive force, they end with the conclusion that even when a person claims to be acting from principle or from a sense of duty, he really acts as he does because there "is something in it" for himself. The premise is sound; the conclusion false. In reply the other school argues that since man is capable of generous self-forgetting and even self-sacrificing action, he is capable of acting without interest. Again the premise is sound, and the conclusion false. The error on both sides lies in a false notion of the relation of interest and the self.

Both sides assume that the self is a fixed and hence isolated quantity.

As a consequence, there is a rigid dilemma between acting for an interest of the self and without interest. If the self is something fixed antecedent to action, then acting from interest means trying to get more in the way of possessions for the self--whether in the way of fame, approval of others, power over others, pecuniary profit, or pleasure. Then the reaction from this view as a cynical depreciation of human nature leads to the view that men who act nobly act with no interest at all. Yet to an unbiased judgment it would appear plain that a man must be interested in what he is doing or he would not do it. A physician who continues to serve the sick in a plague at almost certain danger to his own life must be interested in the efficient performance of his profession--more interested in that than in the safety of his own bodily life. But it is distorting facts to say that this interest is merely a mask for an interest in something else which he gets by continuing his customary services--such as money or good repute or virtue; that it is only a means to an ulterior selfish end. The moment we recognize that the self is not something ready-made, but something in continuous formation through choice of action, the whole situation clears up. A man's interest in keeping at his work in spite of danger to life means that his self is found in that work; if he finally gave up, and preferred his personal safety or comfort, it would mean that he preferred to be that kind of a self. The mistake lies in making a separation between interest and self, and supposing that the latter is the end to which interest in objects and acts and others is a mere means. In fact, self and interest are two names for the same fact; the kind and amount of interest actively taken in a thing reveals and measures the quality of selfhood which exists. Bear in mind that interest means the active or moving identity of the self with a certain object, and the whole alleged dilemma falls to the ground.

Unselfishness, for example, signifies neither lack of interest in what is done (that would mean only machine-like indifference) nor selflessness--which would mean absence of virility and character. As