counterpart, the obverse, of ideals of the indefinite perfectibility of man and of a social organization having a scope as wide as humanity.
The emancipated individual was to become the organ and agent of a comprehensive and progressive society.
The heralds of this gospel were acutely conscious of the evils of the social estate in which they found themselves. They attributed these evils to the limitations imposed upon the free powers of man. Such limitation was both distorting and corrupting. Their impassioned devotion to emancipation of life from external restrictions which operated to the exclusive advantage of the class to whom a past feudal system consigned power, found intellectual formulation in a worship of nature. To give "nature" full swing was to replace an artificial, corrupt, and inequitable social order by a new and better kingdom of humanity. Unrestrained faith in Nature as both a model and a working power was strengthened by the advances of natural science. Inquiry freed from prejudice and artificial restraints of church and state had revealed that the world is a scene of law. The Newtonian solar system, which expressed the reign of natural law, was a scene of wonderful harmony, where every force balanced with every other. Natural law would accomplish the same result in human relations, if men would only get rid of the artificial man-imposed coercive restrictions.
Education in accord with nature was thought to be the first step in insuring this more social society. It was plainly seen that economic and political limitations were ultimately dependent upon limitations of thought and feeling. The first step in freeing men from external chains was to emancipate them from the internal chains of false beliefs and ideals. What was called social life, existing institutions, were too false and corrupt to be intrusted with this work. How could it be expected to undertake it when the undertaking meant its own destruction? "Nature" must then be the power to which the enterprise was to be left. Even the extreme sensationalistic theory of knowledge which was current derived itself from this conception. To insist that mind is originally passive and empty was one way of glorifying the possibilities of education. If the mind was a wax tablet to be written upon by objects, there were no limits to the possibility of education by means of the natural environment. And since the natural world of objects is a scene of harmonious "truth," this education would infallibly produce minds filled with the truth.
5. Education as National and as Social. As soon as the first enthusiasm for freedom waned, the weakness of the theory upon the constructive side became obvious. Merely to leave everything to nature was, after all, but to negate the very idea of education; it was to trust to the accidents of circumstance. Not only was some method required but also some positive organ, some administrative agency for carrying on the process of instruction. The "complete and harmonious development of all powers," having as its social counterpart an enlightened and progressive humanity, required definite organization for its realization. Private individuals here and there could proclaim the gospel; they could not execute the work. A Pestalozzi could try experiments and exhort philanthropically inclined persons having wealth and power to follow his example. But even Pestalozzi saw that any effective pursuit of the new educational ideal required the support of the state. The realization of the new education destined to produce a new society was, after all, dependent upon the activities of existing states. The movement for the democratic idea inevitably became a movement for publicly conducted and administered schools.
So far as Europe was concerned, the historic situation identified the movement for a state-supported education with the nationalistic movement in political life--a fact of incalculable significance for subsequent movements. Under the influence of German thought in particular, education became a civic function and the civic function was identified with the realization of the ideal of the national state. The "state" was substituted for humanity; cosmopolitanism gave way to nationalism. To form the citizen, not the "man," became the aim of education. 1 The historic situation to which reference is made is the after-effects of the Napoleonic conquests, especially in Germany. The German states felt (and subsequent events demonstrate the correctness of the belief) that systematic attention to education was the best means of recovering and maintaining their political integrity and power. Externally they were weak and divided. Under the leadership of Prussian statesmen they made this condition a stimulus to the development of an extensive and thoroughly grounded system of public education.
This change in practice necessarily brought about a change in theory.
The individualistic theory receded into the background. The state furnished not only the instrumentalities of public education but also its goal. When the actual practice was such that the school system, from the elementary grades through the university faculties, supplied the patriotic citizen and soldier and the future state official and administrator and furnished the means for military, industrial, and political defense and expansion, it was impossible for theory not to emphasize the aim of social efficiency. And with the immense importance attached to the nationalistic state, surrounded by other competing and more or less hostile states, it was equally impossible to interpret social efficiency in terms of a vague cosmopolitan humanitarianism.
Since the maintenance of a particular national sovereignty required subordination of individuals to the superior interests of the state both in military defense and in struggles for international supremacy in commerce, social efficiency was understood to imply a like subordination. The educational process was taken to be one of disciplinary training rather than of personal development. Since, however, the ideal of culture as complete development of personality persisted, educational philosophy attempted a reconciliation of the two ideas. The reconciliation took the form of the conception of the "organic" character of the state. The individual in his isolation is nothing; only in and through an absorption of the aims and meaning of organized institutions does he attain true personality. What appears to be his subordination to political authority and the demand for sacrifice of himself to the commands of his superiors is in reality but making his own the objective reason manifested in the state--the only way in which he can become truly rational. The notion of development which we have seen to be characteristic of institutional idealism (as in the Hegelian philosophy) was just such a deliberate effort to combine the two ideas of complete realization of personality and thoroughgoing "disciplinary" subordination to existing institutions. The extent of the transformation of educational philosophy which occurred in Germany in the generation occupied by the struggle against Napoleon for national independence, may be gathered from Kant, who well expresses the earlier individual-cosmopolitan ideal. In his treatise on Pedagogics, consisting of lectures given in the later years of the eighteenth century, he defines education as the process by which man becomes man. Mankind begins its history submerged in nature--not as Man who is a creature of reason, while nature furnishes only instinct and appetite. Nature offers simply the germs which education is to develop and perfect. The peculiarity of truly human life is that man has to create himself by his own voluntary efforts; he has to make himself a truly moral, rational, and free being. This creative effort is carried on by the educational activities of slow generations. Its acceleration depends upon men consciously striving to educate their successors not for the existing state of affairs but so as to make possible a future better humanity.
But there is the great difficulty. Each generation is inclined to educate its young so as to get along in the present world instead of with a view to the proper end of education: the promotion of the best possible realization of humanity as humanity. Parents educate their children so that they may get on; princes educate their subjects as instruments of their own purposes.
Who, then, shall conduct education so that humanity may improve? We must depend upon the efforts of enlightened men in their private capacity.
"All culture begins with private men and spreads outward from them.
Simply through the efforts of persons of enlarged inclinations, who are capable of grasping the ideal of a future better condition, is the gradual approximation of human nature to its end possible. Rulers are simply interested in such training as will make their subjects better tools for their own intentions." Even the subsidy by rulers of privately conducted schools must be carefully safeguarded. For the rulers' interest in the welfare of their own nation instead of in what is best for humanity, will make them, if they give money for the schools, wish to draw their plans. We have in this view an express statement of the points characteristic of the eighteenth century individualistic cosmopolitanism. The full development of private personality is identified with the aims of humanity as a whole and with the idea of progress. In addition we have an explicit fear of the hampering influence of a state-conducted and state-regulated education upon the attainment of these ideas. But in less than two decades after this time, Kant's philosophic successors, Fichte and Hegel, elaborated the idea that the chief function of the state is educational; that in particular the regeneration of Germany is to be accomplished by an education carried on in the interests of the state, and that the private individual is of necessity an egoistic, irrational being, enslaved to his appetites and to circumstances unless he submits voluntarily to the educative discipline of state institutions and laws. In this spirit, Germany was the first country to undertake a public, universal, and compulsory system of education extending from the primary school through the university, and to submit to jealous state regulation and supervision all private educational enterprises. Two results should stand out from this brief historical survey. The first is that such terms as the individual and the social conceptions of education are quite meaningless taken at large, or apart from their context. Plato had the ideal of an education which should equate individual realization and social coherency and stability. His situation forced his ideal into the notion of a society organized in stratified classes, losing the individual in the class. The eighteenth century educational philosophy was highly individualistic in form, but this form was inspired by a noble and generous social ideal: that of a society organized to include humanity, and providing for the indefinite perfectibility of mankind.
The idealistic philosophy of Germany in the early nineteenth century endeavored again to equate the ideals of a free and complete development of cultured personality with social discipline and political subordination. It made the national state an intermediary between the realization of private personality on one side and of humanity on the other. Consequently, it is equally possible to state its animating principle with equal truth either in the classic terms of "harmonious development of all the powers of personality" or in the more recent terminology of "social efficiency." All this reinforces the statement which opens this chapter: The conception of education as a social process and function has no definite meaning until we define the kind of society we have in mind. These considerations pave the way for our second conclusion. One of the fundamental problems of education in and for a democratic society is set by the conflict of a nationalistic and a wider social aim. The earlier cosmopolitan and "humanitarian" conception suffered both from vagueness and from lack of definite organs of execution and agencies of administration. In Europe, in the Continental states particularly, the new idea of the importance of education for human welfare and progress was captured by national interests and harnessed to do a work whose social aim was definitely narrow and exclusive. The social aim of education and its national aim were identified, and the result was a marked obscuring of the meaning of a social aim.
This confusion corresponds to the existing situation of human intercourse. On the one hand, science, commerce, and art transcend national boundaries. They are largely international in quality and method. They involve interdependencies and cooperation among the peoples inhabiting different countries. At the same time, the idea of national sovereignty has never been as accentuated in politics as it is at the present time. Each nation lives in a state of suppressed hostility and incipient war with its neighbors. Each is supposed to be the supreme judge of its own interests, and it is assumed as matter of course that each has interests which are exclusively its own. To question this is to question the very idea of national sovereignty which is assumed to be basic to political practice and political science. This contradiction (for it is nothing less) between the wider sphere of associated and mutually helpful social life and the narrower sphere of exclusive and hence potentially hostile pursuits and purposes, exacts of educational theory a clearer conception of the meaning of "social" as a function and test of education than has yet been attained. Is it possible for an educational system to be conducted by a national state and yet the full social ends of the educative process not be restricted, constrained, and corrupted? Internally, the question has to face the tendencies, due to present economic conditions, which split society into classes some of which are made merely tools for the higher culture of others.
Externally, the question is concerned with the reconciliation of national loyalty, of patriotism, with superior devotion to the things which unite men in common ends, irrespective of national political boundaries. Neither phase of the problem can be worked out by merely negative means. It is not enough to see to it that education is not actively used as an instrument to make easier the exploitation of one class by another. School facilities must be secured of such amplitude and efficiency as will in fact and not simply in name discount the effects of economic inequalities, and secure to all the wards of the nation equality of equipment for their future careers. Accomplishment of this end demands not only adequate administrative provision of school facilities, and such supplementation of family resources as will enable youth to take advantage of them, but also such modification of traditional ideals of culture, traditional subjects of study and traditional methods of teaching and discipline as will retain all the youth under educational influences until they are equipped to be masters of their own economic and social careers. The ideal may seem remote of execution, but the democratic ideal of education is a farcical yet tragic delusion except as the ideal more and more dominates our public system of education. The same principle has application on the side of the considerations which concern the relations of one nation to another.
It is not enough to teach the horrors of war and to avoid everything which would stimulate international jealousy and animosity. The emphasis must be put upon whatever binds people together in cooperative human pursuits and results, apart from geographical limitations. The secondary and provisional character of national sovereignty in respect to the fuller, freer, and more fruitful association and intercourse of all human beings with one another must be instilled as a working disposition of mind. If these applications seem to be remote from a consideration of the philosophy of education, the impression shows that the meaning of the idea of education previously developed has not been adequately grasped. This conclusion is bound up with the very idea of education as a freeing of individual capacity in a progressive growth directed to social aims. Otherwise a democratic criterion of education can only be inconsistently applied.
Summary. Since education is a social process, and there are many kinds of societies, a criterion for educational criticism and construction implies a particular social ideal. The two points selected by which to measure the worth of a form of social life are the extent in which the interests of a group are shared by all its members, and the fullness and freedom with which it interacts with other groups. An undesirable society, in other words, is one which internally and externally sets up barriers to free intercourse and communication of experience. A society which makes provision for participation in its good of all its members on equal terms and which secures flexible readjustment of its institutions through interaction of the different forms of associated life is in so far democratic. Such a society must have a type of education which gives individuals a personal interest in social relationships and control, and the habits of mind which secure social changes without introducing disorder. Three typical historic philosophies of education were considered from this point of view.
The Platonic was found to have an ideal formally quite similar to that stated, but which was compromised in its working out by making a class rather than an individual the social unit. The so-called individualism of the eighteenth-century enlightenment was found to involve the notion of a society as broad as humanity, of whose progress the individual was to be the organ. But it lacked any agency for securing the development of its ideal as was evidenced in its falling back upon Nature. The institutional idealistic philosophies of the nineteenth century supplied this lack by making the national state the agency, but in so doing narrowed the conception of the social aim to those who were members of the same political unit, and reintroduced the idea of the subordination of the individual to the institution. 1 There is a much neglected strain in Rousseau tending intellectually in this direction. He opposed the existing state of affairs on the ground that it formed neither the citizen nor the man. Under existing conditions, he preferred to try for the latter rather than for the former. But there are many sayings of his which point to the formation of the citizen as ideally the higher, and which indicate that his own endeavor, as embodied in the Emile, was simply the best makeshift the corruption of the times permitted him to sketch.
Chapter Eight: Aims in Education 1. The Nature of an Aim.
The account of education given in our earlier chapters virtually anticipated the results reached in a discussion of the purport of education in a democratic community. For it assumed that the aim of education is to enable individuals to continue their education--or that the object and reward of learning is continued capacity for growth. Now this idea cannot be applied to all the members of a society except where intercourse of man with man is mutual, and except where there is adequate provision for the reconstruction of social habits and institutions by means of wide stimulation arising from equitably distributed interests. And this means a democratic society. In our search for aims in education, we are not concerned, therefore, with finding an end outside of the educative process to which education is subordinate. Our whole conception forbids. We are rather concerned with the contrast which exists when aims belong within the process in which they operate and when they are set up from without. And the latter state of affairs must obtain when social relationships are not equitably balanced. For in that case, some portions of the whole social group will find their aims determined by an external dictation; their aims will not arise from the free growth of their own experience, and their nominal aims will be means to more ulterior ends of others rather than truly their own.
Our first question is to define the nature of an aim so far as it falls within an activity, instead of being furnished from without. We approach the definition by a contrast of mere results with ends. Any exhibition of energy has results. The wind blows about the sands of the desert; the position of the grains is changed. Here is a result, an effect, but not an end. For there is nothing in the outcome which completes or fulfills what went before it. There is mere spatial redistribution. One state of affairs is just as good as any other. Consequently there is no basis upon which to select an earlier state of affairs as a beginning, a later as an end, and to consider what intervenes as a process of transformation and realization.
Consider for example the activities of bees in contrast with the changes in the sands when the wind blows them about. The results of the bees' actions may be called ends not because they are designed or consciously intended, but because they are true terminations or completions of what has preceded. When the bees gather pollen and make wax and build cells, each step prepares the way for the next. When cells are built, the queen lays eggs in them; when eggs are laid, they are sealed and bees brood them and keep them at a temperature required to hatch them. When they are hatched, bees feed the young till they can take care of themselves.
Now we are so familiar with such facts, that we are apt to dismiss them on the ground that life and instinct are a kind of miraculous thing anyway. Thus we fail to note what the essential characteristic of the event is; namely, the significance of the temporal place and order of each element; the way each prior event leads into its successor while the successor takes up what is furnished and utilizes it for some other stage, until we arrive at the end, which, as it were, summarizes and finishes off the process. Since aims relate always to results, the first thing to look to when it is a question of aims, is whether the work assigned possesses intrinsic continuity. Or is it a mere serial aggregate of acts, first doing one thing and then another? To talk about an educational aim when approximately each act of a pupil is dictated by the teacher, when the only order in the sequence of his acts is that which comes from the assignment of lessons and the giving of directions by another, is to talk nonsense. It is equally fatal to an aim to permit capricious or discontinuous action in the name of spontaneous self-expression. An aim implies an orderly and ordered activity, one in which the order consists in the progressive completing of a process.
Given an activity having a time span and cumulative growth within the time succession, an aim means foresight in advance of the end or possible termination. If bees anticipated the consequences of their activity, if they perceived their end in imaginative foresight, they would have the primary element in an aim. Hence it is nonsense to talk about the aim of education--or any other undertaking--where conditions do not permit of foresight of results, and do not stimulate a person to look ahead to see what the outcome of a given activity is to be. In the next place the aim as a foreseen end gives direction to the activity; it is not an idle view of a mere spectator, but influences the steps taken to reach the end. The foresight functions in three ways. In the first place, it involves careful observation of the given conditions to see what are the means available for reaching the end, and to discover the hindrances in the way. In the second place, it suggests the proper order or sequence in the use of means. It facilitates an economical selection and arrangement. In the third place, it makes choice of alternatives possible. If we can predict the outcome of acting this way or that, we can then compare the value of the two courses of action; we can pass judgment upon their relative desirability. If we know that stagnant water breeds mosquitoes and that they are likely to carry disease, we can, disliking that anticipated result, take steps to avert it. Since we do not anticipate results as mere intellectual onlookers, but as persons concerned in the outcome, we are partakers in the process which produces the result. We intervene to bring about this result or that.
Of course these three points are closely connected with one another.
We can definitely foresee results only as we make careful scrutiny of present conditions, and the importance of the outcome supplies the motive for observations. The more adequate our observations, the more varied is the scene of conditions and obstructions that presents itself, and the more numerous are the alternatives between which choice may be made. In turn, the more numerous the recognized possibilities of the situation, or alternatives of action, the more meaning does the chosen activity possess, and the more flexibly controllable is it. Where only a single outcome has been thought of, the mind has nothing else to think of; the meaning attaching to the act is limited. One only steams ahead toward the mark. Sometimes such a narrow course may be effective. But if unexpected difficulties offer themselves, one has not as many resources at command as if he had chosen the same line of action after a broader survey of the possibilities of the field. He cannot make needed readjustments readily.
The net conclusion is that acting with an aim is all one with acting intelligently. To foresee a terminus of an act is to have a basis upon which to observe, to select, and to order objects and our own capacities. To do these things means to have a mind--for mind is precisely intentional purposeful activity controlled by perception of facts and their relationships to one another. To have a mind to do a thing is to foresee a future possibility; it is to have a plan for its accomplishment; it is to note the means which make the plan capable of execution and the obstructions in the way,--or, if it is really a mind to do the thing and not a vague aspiration--it is to have a plan which takes account of resources and difficulties. Mind is capacity to refer present conditions to future results, and future consequences to present conditions. And these traits are just what is meant by having an aim or a purpose. A man is stupid or blind or unintelligent--lacking in mind--just in the degree in which in any activity he does not know what he is about, namely, the probable consequences of his acts. A man is imperfectly intelligent when he contents himself with looser guesses about the outcome than is needful, just taking a chance with his luck, or when he forms plans apart from study of the actual conditions, including his own capacities. Such relative absence of mind means to make our feelings the measure of what is to happen. To be intelligent we must "stop, look, listen" in making the plan of an activity.
To identify acting with an aim and intelligent activity is enough to show its value--its function in experience. We are only too given to making an entity out of the abstract noun "consciousness." We forget that it comes from the adjective "conscious." To be conscious is to be aware of what we are about; conscious signifies the deliberate, observant, planning traits of activity. Consciousness is nothing which we have which gazes idly on the scene around one or which has impressions made upon it by physical things; it is a name for the purposeful quality of an activity, for the fact that it is directed by an aim. Put the other way about, to have an aim is to act with meaning, not like an automatic machine; it is to mean to do something and to perceive the meaning of things in the light of that intent.
2. The Criteria of Good Aims. We may apply the results of our discussion to a consideration of the criteria involved in a correct establishing of aims. (1) The aim set up must be an outgrowth of existing conditions. It must be based upon a consideration of what is already going on; upon the resources and difficulties of the situation. Theories about the proper end of our activities--educational and moral theories--often violate this principle. They assume ends lying outside our activities; ends foreign to the concrete makeup of the situation; ends which issue from some outside source. Then the problem is to bring our activities to bear upon the realization of these externally supplied ends. They are something for which we ought to act. In any case such "aims" limit intelligence; they are not the expression of mind in foresight, observation, and choice of the better among alternative possibilities.
They limit intelligence because, given ready-made, they must be imposed by some authority external to intelligence, leaving to the latter nothing but a mechanical choice of means.
(2) We have spoken as if aims could be completely formed prior to the attempt to realize them. This impression must now be qualified. The aim as it first emerges is a mere tentative sketch. The act of striving to realize it tests its worth. If it suffices to direct activity successfully, nothing more is required, since its whole function is to set a mark in advance; and at times a mere hint may suffice. But usually--at least in complicated situations--acting upon it brings to light conditions which had been overlooked. This calls for revision of the original aim; it has to be added to and subtracted from. An aim must, then, be flexible; it must be capable of alteration to meet circumstances. An end established externally to the process of action is always rigid. Being inserted or imposed from without, it is not supposed to have a working relationship to the concrete conditions of the situation. What happens in the course of action neither confirms, refutes, nor alters it. Such an end can only be insisted upon. The failure that results from its lack of adaptation is attributed simply to the perverseness of conditions, not to the fact that the end is not reasonable under the circumstances. The value of a legitimate aim, on the contrary, lies in the fact that we can use it to change conditions.
It is a method for dealing with conditions so as to effect desirable alterations in them. A farmer who should passively accept things just as he finds them would make as great a mistake as he who framed his plans in complete disregard of what soil, climate, etc., permit. One of the evils of an abstract or remote external aim in education is that its very inapplicability in practice is likely to react into a haphazard snatching at immediate conditions. A good aim surveys the present state of experience of pupils, and forming a tentative plan of treatment, keeps the plan constantly in view and yet modifies it as conditions develop. The aim, in short, is experimental, and hence constantly growing as it is tested in action.
(3) The aim must always represent a freeing of activities. The term end in view is suggestive, for it puts before the mind the termination or conclusion of some process. The only way in which we can define an activity is by putting before ourselves the objects in which it terminates--as one's aim in shooting is the target. But we must remember that the object is only a mark or sign by which the mind specifies the activity one desires to carry out. Strictly speaking, not the target but hitting the target is the end in view; one takes aim by means of the target, but also by the sight on the gun. The different objects which are thought of are means of directing the activity. Thus one aims at, say, a rabbit; what he wants is to shoot straight: a certain kind of activity. Or, if it is the rabbit he wants, it is not rabbit apart from his activity, but as a factor in activity; he wants to eat the rabbit, or to show it as evidence of his marksmanship--he wants to do something with it. The doing with the thing, not the thing in isolation, is his end. The object is but a phase of the active end,--continuing the activity successfully. This is what is meant by the phrase, used above, "freeing activity."
In contrast with fulfilling some process in order that activity may go on, stands the static character of an end which is imposed from without the activity. It is always conceived of as fixed; it is something to be attained and possessed. When one has such a notion, activity is a mere unavoidable means to something else; it is not significant or important on its own account. As compared with the end it is but a necessary evil; something which must be gone through before one can reach the object which is alone worth while. In other words, the external idea of the aim leads to a separation of means from end, while an end which grows up within an activity as plan for its direction is always both ends and means, the distinction being only one of convenience. Every means is a temporary end until we have attained it. Every end becomes a means of carrying activity further as soon as it is achieved. We call it end when it marks off the future direction of the activity in which we are engaged; means when it marks off the present direction. Every divorce of end from means diminishes by that much the significance of the activity and tends to reduce it to a drudgery from which one would escape if he could. A farmer has to use plants and animals to carry on his farming activities. It certainly makes a great difference to his life whether he is fond of them, or whether he regards them merely as means which he has to employ to get something else in which alone he is interested. In the former case, his entire course of activity is significant; each phase of it has its own value. He has the experience of realizing his end at every stage; the postponed aim, or end in view, being merely a sight ahead by which to keep his activity going fully and freely. For if he does not look ahead, he is more likely to find himself blocked. The aim is as definitely a means of action as is any other portion of an activity.
3. Applications in Education. There is nothing peculiar about educational aims. They are just like aims in any directed occupation.
The educator, like the farmer, has certain things to do, certain resources with which to do, and certain obstacles with which to contend.
The conditions with which the farmer deals, whether as obstacles or resources, have their own structure and operation independently of any purpose of his. Seeds sprout, rain falls, the sun shines, insects devour, blight comes, the seasons change. His aim is simply to utilize