in universal suffrage, frequent elections, majority rule, congressional and cabinet government. These things are devices evolved in the direction in which the current was moving, each wave of which involved at the time of its impulsion a minimum of departure from antecedent custom and law. The devices served a purpose; but the purpose was rather that of meeting existing needs which had become too intense to be ignored, than that of forwarding the democratic idea. In spite of all defects, they served their own purpose well.
Looking back, with the aid which _ex post facto_ experience can give, it would be hard for the wisest to devise schemes which, under the circumstances, would have met the needs better. In this retrospective glance, it is possible, however, to see how the doctrinal formulations which accompanied them were inadequate, one-sided and positively erroneous. In fact they were hardly more than political war-cries adopted to help in carrying on some immediate agitation or in justifying some particular practical polity struggling for recognition, even though they were asserted to be absolute truths of human nature or of morals. The doctrines served a particular local pragmatic need.
But often their very adaptation to immediate circumstances unfitted them, pragmatically, to meet more enduring and more extensive needs.
They lived to cumber the political ground, obstructing progress, all the more so because they were uttered and held not as hypotheses with which to direct social experimentation but as final truths, dogmas. No wonder they call urgently for revision and displacement.
Nevertheless the current has set steadily in one direction: toward democratic forms. That government exists to serve its community, and that this purpose cannot be achieved unless the community itself shares in selecting its governors and determining their policies, are a deposit of fact left, as far as we can see, permanently in the wake of doctrines and forms, however transitory the latter. They are not the whole of the democratic idea, but they express it in its political phase. Belief in this political aspect is not a mystic faith as if in some overruling providence that cares for children, drunkards and others unable to help themselves. It marks a well-attested conclusion from historic facts. We have every reason to think that whatever changes may take place in existing democratic machinery, they will be of a sort to make the interest of the public a more supreme guide and criterion of governmental activity, and to enable the public to form and manifest its purposes still more authoritatively. In this sense the cure for the ailments of democracy is more democracy. The prime difficulty, as we have seen, is that of discovering the means by which a scattered, mobile and manifold public may so recognize itself as to define and express its interests. This discovery is necessarily precedent to any fundamental change in the machinery. We are not concerned therefore to set forth counsels as to advisable improvements in the political forms of democracy. Many have been suggested. It is no derogation of their relative worth to say that consideration of these changes is not at present an affair of primary importance. The problem lies deeper; it is in the first instance an intellectual problem: the search for conditions under which the Great Society may become the Great Community. When these conditions are brought into being they will make their own forms. Until they have come about, it is somewhat futile to consider what political machinery will suit them.
In a search for the conditions under which the inchoate public now extant may function democratically, we may proceed from a statement of the nature of the democratic idea in its generic social sense.[11] From the standpoint of the individual, it consists in having a responsible share according to capacity in forming and directing the activities of the groups to which one belongs and in participating according to need in the values which the groups sustain. From the standpoint of the groups, it demands liberation of the potentialities of members of a group in harmony with the interests and goods which are common.
Since every individual is a member of many groups, this specification cannot be fulfilled except when different groups interact flexibly and fully in connection with other groups. A member of a robber band may express his powers in a way consonant with belonging to that group and be directed by the interest common to its members. But he does so only at the cost of repression of those of his potentialities which can be realized only through membership in other groups. The robber band cannot interact flexibly with other groups; it can act only through isolating itself. It must prevent the operation of all interests save those which circumscribe it in its separateness. But a good citizen finds his conduct as a member of a political group enriching and enriched by his participation in family life, industry, scientific and artistic associations. There is a free give-and-take: fullness of integrated personality is therefore possible of achievement, since the pulls and responses of different groups reënforce one another and their values accord.
Regarded as an idea, democracy is not an alternative to other principles of associated life. It is the idea of community life itself.
It is an ideal in the only intelligible sense of an ideal: namely, the tendency and movement of some thing which exists carried to its final limit, viewed as completed, perfected. Since things do not attain such fulfillment but are in actuality distracted and interfered with, democracy in this sense is not a fact and never will be. But neither in this sense is there or has there ever been anything which is a community in its full measure, a community unalloyed by alien elements.
The idea or ideal of a community presents, however, actual phases of associated life as they are freed from restrictive and disturbing elements, and are contemplated as having attained their limit of development. Wherever there is conjoint activity whose consequences are appreciated as good by all singular persons who take part in it, and where the realization of the good is such as to effect an energetic desire and effort to sustain it in being just because it is a good shared by all, there is in so far a community. The clear consciousness of a communal life, in all its implications, constitutes the idea of democracy.
Only when we start from a community as a fact, grasp the fact in thought so as to clarify and enhance its constituent elements, can we reach an idea of democracy which is not utopian. The conceptions and shibboleths which are traditionally associated with the idea of democracy take on a veridical and directive meaning only when they are construed as marks and traits of an association which realizes the defining characteristics of a community. Fraternity, liberty and equality isolated from communal life are hopeless abstractions. Their separate assertion leads to mushy sentimentalism or else to extravagant and fanatical violence which in the end defeats its own aims. Equality then becomes a creed of mechanical identity which is false to facts and impossible of realization. Effort to attain it is divisive of the vital bonds which hold men together; as far as it puts forth issue, the outcome is a mediocrity in which good is common only in the sense of being average and vulgar. Liberty is then thought of as independence of social ties, and ends in dissolution and anarchy. It is more difficult to sever the idea of brotherhood from that of a community, and hence it is either practically ignored in the movements which identify democracy with Individualism, or else it is a sentimentally appended tag. In its just connection with communal experience, fraternity is another name for the consciously appreciated goods which accrue from an association in which all share, and which give direction to the conduct of each. Liberty is that secure release and fulfillment of personal potentialities which take place only in rich and manifold association with others: the power to be an individualized self making a distinctive contribution and enjoying in its own way the fruits of association. Equality denotes the unhampered share which each individual member of the community has in the consequences of associated action. It is equitable because it is measured only by need and capacity to utilize, not by extraneous factors which deprive one in order that another may take and have. A baby in the family is equal with others, not because of some antecedent and structural quality which is the same as that of others, but in so far as his needs for care and development are attended to without being sacrificed to the superior strength, possessions and matured abilities of others.
Equality does not signify that kind of mathematical or physical equivalence in virtue of which any one element may be substituted for another. It denotes effective regard for whatever is distinctive and unique in each, irrespective of physical and psychological inequalities. It is not a natural possession but is a fruit of the community when its action is directed by its character as a community.
Associated or joint activity is a condition of the creation of a community. But association itself is physical and organic, while communal life is moral, that is emotionally, intellectually, consciously sustained. Human beings combine in behavior as directly and unconsciously as do atoms, stellar masses and cells; as directly and unknowingly as they divide and repel. They do so in virtue of their own structure, as man and woman unite, as the baby seeks the breast and the breast is there to supply its need. They do so from external circumstances, pressure from without, as atoms combine or separate in presence of an electric charge, or as sheep huddle together from the cold. Associated activity needs no explanation; things are made that way. But no amount of aggregated collective action of itself constitutes a community. For beings who observe and think, and whose ideas are absorbed by impulses and become sentiments and interests, “we” is as inevitable as “I.” But “we” and “our” exist only when the consequences of combined action are perceived and become an object of desire and effort, just as “I” and “mine” appear on the scene only when a distinctive share in mutual action is consciously asserted or claimed. Human associations may be ever so organic in origin and firm in operation, but they develop into societies in a human sense only as their consequences, being known, are esteemed and sought for. Even if “society” were as much an organism as some writers have held, it would not on that account be society. Interactions, transactions, occur _de facto_ and the results of interdependence follow. But participation in activities and sharing in results are additive concerns. They demand _communication_ as a prerequisite.
Combined activity happens among human beings; but when nothing else happens it passes as inevitably into some other mode of interconnected activity as does the interplay of iron and the oxygen of water. What takes place is wholly describable in terms of energy, or, as we say in the case of human interactions, of force. Only when there exist _signs_ or _symbols_ of activities and of their outcome can the flux be viewed as from without, be arrested for consideration and esteem, and be regulated. Lightning strikes and rives a tree or rock, and the resulting fragments take up and continue the process of interaction, and so on and on. But when phases of the process are represented by signs, a new medium is interposed. As symbols are related to one another, the important relations of a course of events are recorded and are preserved as meanings. Recollection and foresight are possible; the new medium facilitates calculation, planning, and a new kind of action which intervenes in what happens to direct its course in the interest of what is foreseen and desired.
Symbols in turn depend upon and promote communication. The results of conjoint experience are considered and transmitted. Events cannot be passed from one to another, but meanings may be shared by means of signs. Wants and impulses are then attached to common meanings.
They are thereby transformed into desires and purposes, which, since they implicate a common or mutually understood meaning, present new ties, converting a conjoint activity into a community of interest and endeavor. Thus there is generated what, metaphorically, may be termed a general will and social consciousness: desire and choice on the part of individuals in behalf of activities that, by means of symbols, are communicable and shared by all concerned. A community thus presents an order of energies transmuted into one of meanings which are appreciated and mutually referred by each to every other on the part of those engaged in combined action. “Force” is not eliminated but is transformed in use and direction by ideas and sentiments made possible by means of symbols.
The work of conversion of the physical and organic phase of associated behavior into a community of action saturated and regulated by mutual interest in shared meanings, consequences which are translated into ideas and desired objects by means of symbols, does not occur all at once nor completely. At any given time, it sets a problem rather than marks a settled achievement. We are born organic beings associated with others, but we are not born members of a community. The young have to be brought within the traditions, outlook and interests which characterize a community by means of education: by unremitting instruction and by learning in connection with the phenomena of overt association. Everything which is distinctively human is learned, not native, even though it could not be learned without native structures which mark man off from other animals. To learn in a human way and to human effect is not just to acquire added skill through refinement of original capacities.
To learn to be human is to develop through the give-and-take of communication an effective sense of being an individually distinctive member of a community; one who understands and appreciates its beliefs, desires and methods, and who contributes to a further conversion of organic powers into human resources and values. But this translation is never finished. The old Adam, the unregenerate element in human nature, persists. It shows itself wherever the method obtains of attaining results by use of force instead of by the method of communication and enlightenment. It manifests itself more subtly, pervasively and effectually when knowledge and the instrumentalities of skill which are the product of communal life are employed in the service of wants and impulses which have not themselves been modified by reference to a shared interest. To the doctrine of “natural” economy which held that commercial exchange would bring about such an interdependence that harmony would automatically result, Rousseau gave an adequate answer in advance. He pointed out that interdependence provides just the situation which makes it possible and worth while for the stronger and abler to exploit others for their own ends, to keep others in a state of subjection where they can be utilized as animated tools.
The remedy he suggested, a return to a condition of independence based on isolation, was hardly seriously meant. But its desperateness is evidence of the urgency of the problem. Its negative character was equivalent to surrender of any hope of solution. By contrast it indicates the nature of the only possible solution: the perfecting of the means and ways of communication of meanings so that genuinely shared interest in the consequences of interdependent activities may inform desire and effort and thereby direct action.
This is the meaning of the statement that the problem is a moral one dependent upon intelligence and education. We have in our prior account sufficiently emphasized the rôle of technological and industrial factors in creating the Great Society. What was said may even have seemed to imply acceptance of the deterministic version of an economic interpretation of history and institutions. It is silly and futile to ignore and deny economic facts. They do not cease to operate because we refuse to note them, or because we smear them over with sentimental idealizations. As we have also noted, they generate as their result overt and external conditions of action and these are known with various degrees of adequacy. What actually happens in consequence of industrial forces is dependent upon the presence or absence of perception and communication of consequences, upon foresight and its effect upon desire and endeavor. Economic agencies produce one result when they are left to work themselves out on the merely physical level, or on that level modified only as the knowledge, skill and technique which the community has accumulated are transmitted to its members unequally and by chance. They have a different outcome in the degree in which knowledge of consequences is equitably distributed, and action is animated by an informed and lively sense of a shared interest. The doctrine of economic interpretation as usually stated ignores the transformation which meanings may effect; it passes over the new medium which communication may interpose between industry and its eventual consequences. It is obsessed by the illusion which vitiated the “natural economy”: an illusion due to failure to note the difference made in action by perception and publication of its consequences, actual and possible. It thinks in terms of antecedents, not of the eventual; of origins, not fruits.
We have returned, through this apparent excursion, to the question in which our earlier discussion culminated: What are the conditions under which it is possible for the Great Society to approach more closely and vitally the status of a Great Community, and thus take form in genuinely democratic societies and state? What are the conditions under which we may reasonably picture the Public emerging from its eclipse?
The study will be an intellectual or hypothetical one. There will be no attempt to state how the required conditions might come into existence, nor to prophesy that they will occur. The object of the analysis will be to show that _unless_ ascertained specifications are realized, the Community cannot be organized as a democratically effective Public. It is not claimed that the conditions which will be noted will suffice, but only that at least they are indispensable. In other words, we shall endeavor to frame a hypothesis regarding the democratic state to stand in contrast with the earlier doctrine which has been nullified by the course of events.
Two essential constituents in that older theory, as will be recalled, were the notions that each individual is of himself equipped with the intelligence needed, under the operation of self-interest, to engage in political affairs; and that general suffrage, frequent elections of officials and majority rule are sufficient to ensure the responsibility of elected rulers to the desires and interests of the public. As we shall see, the second conception is logically bound up with the first and stands or falls with it. At the basis of the scheme lies what Lippmann has well called the idea of the “omni-competent” individual: competent to frame policies, to judge their results; competent to know in all situations demanding political action what is for his own good, and competent to enforce his idea of good and the will to effect it against contrary forces. Subsequent history has proved that the assumption involved illusion. Had it not been for the misleading influence of a false psychology, the illusion might have been detected in advance. But current philosophy held that ideas and knowledge were functions of a mind or consciousness which originated in individuals by means of isolated contact with objects. But in fact, knowledge is a function of association and communication; it depends upon tradition, upon tools and methods socially transmitted, developed and sanctioned.
Faculties of effectual observation, reflection and desire are habits acquired under the influence of the culture and institutions of society, not ready-made inherent powers. The fact that man acts from crudely intelligized emotion and from habit rather than from rational consideration, is now so familiar that it is not easy to appreciate that the other idea was taken seriously as the basis of economic and political philosophy. The measure of truth which it contains was derived from observation of a relatively small group of shrewd business men who regulated their enterprises by calculation and accounting, and of citizens of small and stable local communities who were so intimately acquainted with the persons and affairs of their locality that they could pass competent judgment upon the bearing of proposed measures upon their own concerns.
Habit is the mainspring of human action, and habits are formed for the most part under the influence of the customs of a group. The organic structure of man entails the formation of habit, for, whether we wish it or not, whether we are aware of it or not, every act effects a modification of attitude and set which directs future behavior.
The dependence of habit-forming upon those habits of a group which constitute customs and institutions is a natural consequence of the helplessness of infancy. The social consequences of habit have been stated once for all by James: “Habit is the enormous fly-wheel of society, its most precious conservative influence. It alone is what keeps us within the bounds of ordinance, and saves the children of fortune from the uprisings of the poor. It alone prevents the hardest and most repulsive walks of life from being deserted by those brought up to tread therein. It keeps the fisherman and the deck-hand at sea through the winter; it holds the miner in his darkness, and nails the country-man to his log cabin and his lonely farm through all the months of snow; it protects us from invasion by the natives of the desert and the frozen zone. It dooms us all to fight out the battle of life upon the lines of our nurture or our early choice, and to make the best of a pursuit that disagrees, because there is no other for which we are fitted and it is too late to begin again. It keeps different social strata from mixing.”
The influence of habit is decisive because all distinctively human action has to be learned, and the very heart, blood and sinews of learning is creation of habitudes. Habits bind us to orderly and established ways of action because they generate ease, skill and interest in things to which we have grown used and because they instigate fear to walk in different ways, and because they leave us incapacitated for the trial of them. Habit does not preclude the use of thought, but it determines the channels within which it operates.
Thinking is secreted in the interstices of habits. The sailor, miner, fisherman and farmer think, but their thoughts fall within the framework of accustomed occupations and relationships. We dream beyond the limits of use and wont, but only rarely does revery become a source of acts which break bounds; so rarely that we name those in whom it happens demonic geniuses and marvel at the spectacle. Thinking itself becomes habitual along certain lines; a specialized occupation.
Scientific men, philosophers, literary persons, are not men and women who have so broken the bonds of habits that pure reason and emotion undefiled by use and wont speak through them. They are persons of a specialized infrequent habit. Hence the idea that men are moved by an intelligent and calculated regard for their own good is pure mythology.
Even if the principle of self-love actuated behavior, it would still be true that the _objects_ in which men find their love manifested, the objects which they take as constituting their peculiar interests, are set by habits reflecting social customs.
These facts explain why the social doctrinaires of the new industrial movement had so little prescience of what was to follow in consequence of it. These facts explain why the more things changed, the more they were the same; they account, that is, for the fact that instead of the sweeping revolution which was expected to result from democratic political machinery, there was in the main but a transfer of vested power from one class to another. A few men, whether or not they were good judges of their own true interest and good, were competent judges of the conduct of business for pecuniary profit, and of how the new governmental machinery could be made to serve their ends. It would have taken a new race of human beings to escape, in the use made of political forms, from the influence of deeply engrained habits, of old institutions and customary social status, with their inwrought limitations of expectation, desire and demand. And such a race, unless of disembodied angelic constitution, would simply have taken up the task where human beings assumed it upon emergence from the condition of anthropoid apes. In spite of sudden and catastrophic revolutions, the essential continuity of history is doubly guaranteed. Not only are personal desire and belief functions of habit and custom, but the objective conditions which provide the resources and tools of action, together with its limitations, obstructions and traps, are precipitates of the past, perpetuating, willy-nilly, its hold and power. The creation of a _tabula rasa_ in order to permit the creation of a new order is so impossible as to set at naught both the hope of buoyant revolutionaries and the timidity of scared conservatives.
Nevertheless, changes take place and are cumulative in character.
Observation of them in the light of their recognized consequences arouses reflection, discovery, invention, experimentation. When a certain state of accumulated knowledge, of techniques and instrumentalities is attained, the process of change is so accelerated, that, as to-day, it appears externally to be the dominant trait. But there is a marked lag in any corresponding change of ideas and desires.
Habits of opinion are the toughest of all habits; when they have become second nature, and are supposedly thrown out of the door, they creep in again as stealthily and surely as does first nature. And as they are modified, the alteration first shows itself negatively, in the disintegration of old beliefs, to be replaced by floating, volatile and accidentally snatched up opinions. Of course there has been an enormous increase in the amount of knowledge possessed by mankind, but it does not equal, probably, the increase in the amount of errors and half-truths which have got into circulation. In social and human matters, especially, the development of a critical sense and methods of discriminating judgment has not kept pace with the growth of careless reports and of motives for positive misrepresentation.
What is more important, however, is that so much of knowledge is not knowledge in the ordinary sense of the word, but is “science.”
The quotation marks are not used disrespectfully, but to suggest the technical character of scientific material. The layman takes certain conclusions which get into circulation to be science. But the scientific inquirer knows that they constitute science only in connection with the methods by which they are reached. Even when true, they are not science in virtue of their correctness, but by reason of the apparatus which is employed in reaching them. This apparatus is so highly specialized that it requires more labor to acquire ability to use and understand it than to get skill in any other instrumentalities possessed by man. Science, in other words, is a highly specialized language, more difficult to learn than any natural language. It is an artificial language, not in the sense of being factitious, but in that of being a work of intricate art, devoted to a particular purpose and not capable of being acquired nor understood in the way in which the mother tongue is learned. It is, indeed, conceivable that sometime methods of instruction will be devised which will enable laymen to read and hear scientific material with comprehension, even when they do not themselves use the apparatus which is science. The latter may then become for large numbers what students of language call a passive, if not an active, vocabulary. But that time is in the future.
For most men, save the scientific workers, science is a mystery in the hands of initiates, who have become adepts in virtue of following ritualistic ceremonies from which the profane herd is excluded. They are fortunate who get as far as a sympathetic appreciation of the methods which give pattern to the complicated apparatus: methods of analytic, experimental observation, mathematical formulation and deduction, constant and elaborate check and test. For most persons, the reality of the apparatus is found only in its embodiments in practical affairs, in mechanical devices and in techniques which touch life as it is lived. For them, electricity is _known_ by means of the telephones, bells and lights they use, by the generators and magnetos in the automobiles they drive, by the trolley cars in which they ride. The physiology and biology they are acquainted with is that they have learned in taking precautions against germs and from the physicians they depend upon for health. The science of what might be supposed to be closest to them, of human nature, was for them an esoteric mystery until it was applied in advertising, salesmanship and personnel selection and management, and until, through psychiatry, it spilled over into life and popular consciousness, through its bearings upon “nerves,” the morbidities and common forms of crankiness which make it difficult for persons to get along with one another and with themselves. Even now, popular psychology is a mass of cant, of slush and of superstition worthy of the most flourishing days of the medicine man.
Meanwhile the technological application of the complex apparatus which is science has revolutionized the conditions under which associated life goes on. This may be known as a fact which is stated in a proposition and assented to. But it is not known in the sense that men understand it. They do not know it as they know some machine which they operate, or as they know electric light and steam locomotives. They do not understand _how_ the change has gone on nor _how_ it affects their conduct. Not understanding its “how,” they cannot use and control its manifestations. They undergo the consequences, they are affected by them. They cannot manage them, though some are fortunate enough--what is commonly called good fortune--to be able to exploit some phase of the process for their own personal profit. But even the most shrewd and successful man does not in any analytic and systematic way--in a way worthy to compare with the knowledge which he has won in lesser affairs by means of the stress of experience--know the system within which he operates. Skill and ability work within a framework which we have not created and do not comprehend. Some occupy strategic positions which give them advance information of forces that affect the market; and by training and an innate turn that way they have acquired a special technique which enables them to use the vast impersonal tide to turn their own wheels. They can dam the current here and release it there.
The current itself is as much beyond them as was ever the river by the side of which some ingenious mechanic, employing a knowledge which was transmitted to him, erected his saw-mill to make boards of trees which he had not grown. That within limits those successful in affairs have knowledge and skill is not to be doubted. But such knowledge goes relatively but little further than that of the competent skilled operator who manages a machine. It suffices to employ the conditions which are before him. Skill enables him to turn the flux of events this way or that in his own neighborhood. It gives him no control of the flux.
Why should the public and its officers, even if the latter are termed statesmen, be wiser and more effective? The prime condition of a democratically organized public is a kind of knowledge and insight which does not yet exist. In its absence, it would be the height of absurdity to try to tell what it would be like if it existed. But some of the conditions which must be fulfilled if it is to exist can be indicated. We can borrow that much from the spirit and method of science even if we are ignorant of it as a specialized apparatus. An obvious requirement is freedom of social inquiry and of distribution of its conclusions. The notion that men may be free in their thought even when they are not in its expression and dissemination has been sedulously propagated. It had its origin in the idea of a mind complete in itself, apart from action and from objects. Such a consciousness presents in fact the spectacle of mind deprived of its normal functioning, because it is baffled by the actualities in connection with which alone it is truly mind, and is driven back into secluded and impotent revery.
There can be no public without full publicity in respect to all consequences which concern it. Whatever obstructs and restricts publicity, limits and distorts public opinion and checks and distorts thinking on social affairs. Without freedom of expression, not even methods of social inquiry can be developed. For tools can be evolved and perfected only in operation; in application to observing, reporting and organizing actual subject-matter; and this application cannot occur save through free and systematic communication. The early history of physical knowledge, of Greek conceptions of natural phenomena, proves how inept become the conceptions of the best endowed minds when those ideas are elaborated apart from the closest contact with the events which they purport to state and explain. The ruling ideas and methods of the human sciences are in much the same condition to-day. They are also evolved on the basis of past gross observations, remote from constant use in regulation of the material of new observations.
The belief that thought and its communication are now free simply because legal restrictions which once obtained have been done away with is absurd. Its currency perpetuates the infantile state of social knowledge. For it blurs recognition of our central need to possess conceptions which are used as tools of directed inquiry and which are tested, rectified and caused to grow in actual use. No man and no mind was ever emancipated merely by being left alone. Removal of formal limitations is but a negative condition; positive freedom is not a