SigPhi · William James

The Principles of Psychology, Volume 2 (of 2)

Page 51 of 55

_I will then,_ with the reader's permission, _restrict the word 'experience' to processes which influence the mind by the front-door-way of simple habits and association._ What the back-door-effects may be will probably grow clearer as we proceed; so I will pass right on to a scrutiny of the actual mental structure which we find.

THE GENESIS OF THE ELEMENTARY MENTAL CATEGORIES.

We find: 1. Elementary sorts of sensation, and feelings of personal activity; 2. Emotions; desires; instincts; ideas of worth; æsthetic ideas; 3. Ideas of time and space and number; 4. Ideas of difference and resemblance, and of their degrees.

5. Ideas of causal dependence among events; of end and means; of subject and attribute.

6. Judgments affirming, denying, doubting, supposing any of the above ideas.

7. Judgments that the former judgments logically involve, exclude, or are indifferent to, each other.

Now we may postulate at the outset that all these forms of thought have a _natural_ origin, if we could only get at it. That assumption must be made at the outset of every scientific investigation, or there is no temptation to proceed. But the first account of their origin which we are likely to hit upon is a snare. All these mental affections are ways of knowing objects. Most psychologists nowadays believe that the objects first, in some natural way, engendered a brain from out of their midst, and then imprinted these various cognitive affections upon it. But how? The ordinary evolutionist answer to this question is exceedingly simple-minded. The idea of most speculators seems to be that, since it suffices _now_ for us to become acquainted with a complex object, that it should be simply _present_ to us often enough, so it must be fair to assume universally that, with time enough given, the _mere presence_ of the various objects and relations to be known must end by bringing about the latter's cognition, and that in this way all mental structure was from first to last evolved. Any ordinary Spencerite will tell you that just as the experience of blue objects wrought into our mind the color blue, and hard objects got it to feel hardness, so the presence of large and small objects in the world gave it the notion of size, moving objects made it aware of motion, and objective successions taught it time. Similarly in a world with different impressing things, the mind had to acquire a sense of difference, whilst the like parts of the world as they fell upon it kindled in it the perception of similarity. Outward sequences which sometimes held good, and sometimes failed, naturally engendered in it doubtful and uncertain forms of expectation, and ultimately gave rise to the disjunctive forms of judgment; whilst the hypothetic form, 'if _a_, then _b_,' was sure to ensue from sequences that were invariable in the outer world. On this view, if the outer order suddenly were to change its elements and modes, we should have no faculties to cognize the new order by. At most we should feel a sort of frustration and confusion. But little by little the new presence would work on us as the old one did; and in course of time another set of psychic categories would arise, fitted to take cognizance of the altered world.

This notion of the outer world inevitably building up a sort of mental duplicate of itself if we only give it time, is so easy and natural in its vagueness that one hardly knows how to start to criticise it. One thing, however, is obvious, namely that _the manner in which we now become acquainted with complex objects need not in the least resemble the manner in which the original elements of our consciousness grew up._ Now, it is true, a new sort of animal need only be present to me, to impress its image permanently on my mind; but this is because I am already in possession of categories for knowing each and all of its several attributes, and of a memory for retracing the order of their conjunction. I now have preformed categories for all possible objects. The objects need only awaken these from their slumber. But it is a very different matter to account for the categories themselves. I think we must admit that the origin of the various elementary feelings is a recondite history, even after some sort of neural tissue is there for the outer world to begin its work on. The mere existence of things to be known is even now not, as a rule, sufficient to bring about a knowledge of them. Our abstract and general discoveries usually come to us as lucky fancies: and it is only _après coup_ that we find that they correspond to some reality. What immediately produced them were previous thoughts, with which, and with the brain-processes of which, that reality had naught to do.

Why may it not have been so of the original elements of consciousness, sensation, time, space, resemblance, difference, and other relations? Why may they not have come into being by the back-door method, by such physical processes as lie more in the sphere of morphological accident, of inward summation of effects, than in that of the 'sensible presence' of objects? Why may they not, in short, be pure _idiosyncrasies_, spontaneous variations, fitted by good luck (those of them which have survived) to take cognizance of objects (that is, to steer us in our active dealings with them), without being in any intelligible sense immediate derivatives from them? I think we shall find this view gain more and more plausibility as we proceed.[529] All these elements are subjective duplicates of outer objects. They _are_ not the outer objects. The secondary qualities among them are not supposed by any educated person even to resemble the objects. Their _nature_ depends more on the reacting brain than on the stimuli which touch it off. This is even more palpably true of the natures of pleasure and pain, effort, desire and aversion, and of such feelings as those of cause and substance, of denial and of doubt. Here then is a native wealth of inner forms whose origin is shrouded in mystery, and which at any rate were not simply 'impressed' from without, in any intelligible sense of the verb 'to impress.'

* * * * * Their _time- and space-relations_, however, _are_ impressed from without--for two outer things at least the evolutionary psychologist must believe to resemble our thoughts of them, these are the time and space in which the objects lie. _The time- and space-relations between things do stamp copies of themselves within._ Things juxtaposed in space impress us, continue to be thought of _as_ thus juxtaposed. Things sequent in time impress their sequence on our memory. And thus, through experience in the legitimate sense of the word there can be truly explained an immense number of our mental habitudes, many of our abstract beliefs, and all our ideas of concrete things, and of their ways of behavior. Such truths as that fire burns and water wets, that glass refracts, heat melts snow, fishes live in water and die on land, and the like, form no small part of the most refined education, and are the all-in-all of education amongst the brutes and lowest men. Here the mind is passive and tributary, a servile copy, fatally and unresistingly fashioned from without. It is the merit of the associationist school to have seen the wide scope of these effects of neighborhood in time and space; and their exaggerated applications of the principle of mere neighborhood ought not to blind us to the excellent service it has done to Psychology in their hands. As far as a large part of our thinking goes, then, it can intelligibly be formulated as a mere lot of _habits_ impressed upon us from without.

The degree of cohesion of our inner relations, is, in this part of our thinking, proportionate, in Mr. Spencer's phrase, to the degree of cohesion of the outer relations; the causes and the objects of our thought are one; and we are, in so far forth, what the materialistic evolutionists would have us altogether, mere offshoots and creatures of our environment, and naught besides.[530] But now the plot thickens, for the images impressed upon our memory by the outer stimuli are not restricted to the mere time- and space-relations, in which they originally came, but revive in various manners (dependent on the intricacy of the brain-paths and the instability of the tissue thereof), and form secondary combinations such as the _forms of judgment_, which, taken _per se_, are not congruent either with the forms in which reality exists or in those in which experiences befall us, but which may nevertheless be explained by the way in which experiences befall in a mind gifted with memory, expectation, and the possibility of feeling doubt, curiosity, belief, and denial. The conjunctions of experience befall more or less invariably, variably, or never. The idea of one term will then engender a fixed, a wavering, or a negative expectation of another, giving affirmative, the hypothetical, disjunctive, interrogative, and negative judgments, and judgments of actuality and possibility about certain things. The separation of attribute from subject in all judgments (which violates the way in which nature exists) may be similarly explained by the piecemeal order in which our perceptions come to us, a vague nucleus growing gradually more detailed as we attend to it more and more. These particular secondary mental forms have had ample justice done them by associationists from Hume downwards.

Associationists have also sought to account for discrimination, abstraction, and generalization by the rates of frequency in which attributes come to us conjoined. With much less success, I think. In the chapter on Discrimination, I have, under the "law of dissociation by varying concomitants," sought to explain as much as possible by the passive order of experience. But the reader saw how much was left for active interest and unknown forces to do. In the chapter on Imagination I have similarly striven to do justice to the 'blended image' theory of generalization and abstraction. So I need say no more of these matters here.

THE GENESIS OF THE NATURAL SCIENCES.

Our 'scientific' ways of thinking the outer reality are highly abstract ways. The essence of things for science is not to be what they seem, but to be atoms and molecules moving to and from each other according to strange laws. Nowhere does the account of inner relations produced by outer ones in proportion to the frequency with which the latter have been met, more egregiously break down than in the case of scientific conceptions. The order of scientific thought is quite incongruent either with the way in which reality exists or with the way in which it comes before us. Scientific thought goes by selection and emphasis exclusively. We break the solid plenitude of fact into separate essences, conceive generally what only exists particularly, and by our classifications leave nothing in its natural neighborhood, but separate the contiguous, and join what the poles divorce. The reality _exists_ as a _plenum_. All its parts are contemporaneous, each is as real as any other, and each as essential for making the whole just what it is and nothing else. But we can neither experience nor think this _plenum_. What we experience, what _comes before us_, is a chaos of fragmentary impressions interrupting each other;[531] what we _think_ is an abstract system of hypothetical data and laws.[532] This sort of scientific algebra, little as it immediately resembles the reality given to us, turns out (strangely enough) applicable to it. That is, it yields expressions which, at given places and times, can be translated into real values, or interpreted as definite portions of the chaos that falls upon our sense. It becomes thus a practical guide to our expectations as well as a theoretic delight. But I do not see how any one with a sense for the facts can possibly call our systems immediate results of 'experience' in the ordinary sense. Every scientific conception is in the first instance a 'spontaneous variation' in some one's brain.[533] For one that proves useful and applicable there are a thousand that perish through their worthlessness. Their genesis is strictly akin to that of the flashes of poetry and sallies of wit to which the instable brain-paths equally give rise. But whereas the poetry and wit (like the science of the ancients) are their 'own excuse for being,' and have to run the gauntlet of no farther test, the 'scientific' conceptions must prove their worth by being 'verified.' This test, however, is the cause of their _preservation_, not that of their production; and one might as well account for the origin of Artemus Ward's jokes by the 'cohesion' of subjects with predicates in proportion to the 'persistence of the outer relations' to which they 'correspond' as to treat the genesis of scientific conceptions in the same ponderously unreal way.

The most persistent outer relations which science believes in are never matters of experience at all, but have to be disengaged from under experience by a process of elimination, that is, by ignoring conditions which are always present. The _elementary_ laws of mechanics, physics, and chemistry are all of this sort. The principle of uniformity in nature is of this sort; it has to be _sought_ under and in spite of the most rebellious appearances; and our conviction of its truth is far more like a religious faith than like assent to a demonstration. The only cohesions which experience in the literal sense of the word produces in our mind are, as we contended some time back, the proximate laws of nature, and habitudes of concrete things, that heat melts ice, that salt preserves meat, that fish die out of water, and the like.[534] Such 'empirical truths' as these we admitted to form an enormous part of human wisdom. The 'scientific' truths have to harmonize with these truths, or be given up as useless; but they arise in the mind in no such passive associative way as that in which the simpler truths arise. Even those experiences which are used to prove a scientific truth are for the most part artificial experiences of the laboratory gained after the truth itself has been conjectured. Instead of experiences engendering the 'inner relations,' the inner relations are what engender the experiences here.

What happens in the brain after experience has done its utmost is what happens in every material mass which has been fashioned by an outward force,--in every pudding or mortar, for example, which I may make with my hands. The fashioning from without brings the elements into collocations which set new internal forces free to exert their effects in turn. And the random irradiations and resettlements of our ideas, which _supervene upon experience_, and constitute our free mental play, are due entirely to these secondary internal processes, which vary enormously from brain to brain, even though the brains be exposed to exactly the same 'outer relations.' The higher thought-processes owe their being to causes which correspond far more to the sourings and fermentations of dough, the setting of mortar, or the subsidence of sediments in mixtures, than to the manipulations by which these physical aggregates came to be compounded. Our study of similar association and reasoning taught us that the whole superiority of man depended on the facility with which in his brain the paths worn by the most frequent outer cohesions could be ruptured. The causes of the instability, the reasons why now this point and now that become in him the seat of rupture, we saw to be entirely obscure. (Vol. I. p. 580; Vol. II. p. 364.) The only clear thing about the peculiarity seems to be its interstitial character, and the certainty that no mere appeal to man's 'experience' suffices to explain it.

When we pass from scientific to æsthetic and ethical systems, every one readily admits that, although the elements are matters of experience, the peculiar forms of relation into which they are woven are incongruent with the order of passively received experience. The world of æsthetics and ethics is an ideal world, a Utopia, a world which the outer relations persist in contradicting, but which we as stubbornly persist in striving to make actual. Why do we thus invincibly crave to alter the given order of nature? Simply because other relations among things are far more interesting to us and more charming than the mere rates of frequency of their time- and space-conjunctions. These other relations are all secondary and brain-born, 'spontaneous variations' most of them, of our sensibility, whereby certain elements of experience, and certain arrangements in time and space, have acquired an agreeableness which otherwise would not have been felt. It is true that habitual arrangements may also become agreeable. But this agreeableness of the merely habitual is felt to be a mere ape and counterfeit of real inward fitness; and one sign of intelligence is never to mistake the one for the other.

_There are then ideal and inward relations amongst the objects of our thought which can in no intelligible sense whatever be interpreted as reproductions of the order of outer experience._ In the æsthetic and ethical realms they conflict with its order--the early Christian with his kingdom of heaven, and the contemporary anarchist with his abstract dream of justice, will tell you that the existing order must perish, root and branch, ere the true order can come. Now the peculiarity of those relations among the objects of our thought which are dubbed 'scientific' is this, that although they no more are inward _reproductions_ of the outer order than the ethical and æsthetic relations are, yet they do not conflict with that order, but, once having sprung up by the play of the inward forces, are found--some of them at least, namely the only ones which have survived long enough to be matters of record--to be _congruent_ with the time- and space-relations which our impressions affect.

In other words, though nature's materials lend themselves slowly and discouragingly to our translation of them into ethical forms, but more readily into æsthetic forms; to translation into scientific forms they lend themselves with relative ease and completeness. The translation, it is true, will probably never be ended. The perceptive order does not give way, nor the right conceptive substitute for it arise, at our bare word of command.[535] It is often a deadly fight; and many a man of science can say, like Johannes Müller, after an investigation, '_Es klebt Blut an der Arbeit_.' But victory after victory makes us sure that the essential doom of our enemy is defeat.[536] THE GENESIS OF THE PURE SCIENCES.

I have now stated in general terms the relation of the natural sciences to experience strictly so called, and shall complete what I have to say by reverting to the subject on a later page. At present I will pass to the so-called _pure_ or _a priori sciences_ of Classification, Logic, and Mathematics. My thesis concerning these is that they are even less than the natural sciences effects of the order of the world as it comes to our experience. THE PURE SCIENCES EXPRESS RESULTS OF COMPARISON _exclusively; comparison is not a conceivable effect of the order in which outer impressions are experienced--it is one of the house-born_ (p. 627) _portions of our mental structure; therefore the pure sciences form a body of propositions with whose genesis experience has nothing to do._ * * * * * First, consider the nature of comparison. _The relations of resemblance and difference among things have nothing to do with the time- and space-order in which we may experience the latter._ Suppose a hundred beings created by God and gifted with the faculties of memory and comparison. Suppose that upon each of them the same lot of sensations are imprinted, but in different orders. Let some of them have no single sensation more than once. Let some have this one and others that one repeated. Let every conceivable permutation prevail. And then let the magic-lantern show die out, and keep the creatures in a void eternity, with naught but their memories to muse upon. Inevitably in their long leisure they will begin to play with the items of their experience and rearrange them, make classificatory series of them, place gray between white and black, orange between red and yellow, and trace all other degrees of resemblance and difference. And this new construction will be absolutely identical in all the hundred creatures, the diversity of the sequence of the original experiences having no effect as regards this rearrangement. Any and every form of sequence will give the same result, because the result expresses the relation between the _inward natures_ of the sensations; and to that the question of their outward succession is quite irrelevant. Black will differ from white just as much in a world in which they always come close together as in one in which they always come far apart; just as much in one in which they appear rarely as in one in which they appear all the time.

* * * * * But the advocate of 'persistent outer relations' may still return to the charge: These _are_ what make us so sure that white and black differ, he may say; for in a world where sometimes black resembled white and sometimes differed from it, we could never be so sure. It is because in this world black and white have _always_ differed that the sense of their difference has become a necessary form of thought. The pair of colors on the one hand and the sense of difference on the other, inseparably experienced, not only by ourselves but by our ancestors, have become inseparably connected in the mind. Not through any essential structure of the mind, which made difference the only possible feeling which they could arouse; no, but because they simply _did_ differ so often that at last they begat in us an impotency to imagine them doing anything else, and made us accept such a fabulous account as that just presented, of creatures to whom a single experience would suffice to make us feel the necessity of this relation.

I know not whether Mr. Spencer would subscribe to this or not;--nor do I care, for there are mysteries which press more for solution than the meaning of this vague writer's words. But to me such an explanation of our difference-judgment is absolutely unintelligible. We now find black and white different, the explanation says, _because we have always have so found them._ But why should we always have so found them? Why should difference have popped into our heads so invariably with the thought of them? There must have been either a subjective or an objective reason. The subjective reason can only be that our minds were so constructed that a sense of difference was the only sort of conscious transition possible between black and white; the objective reason can only be that difference was always there, with these colors, outside the mind as an objective fact. The subjective reason explains outer frequency by inward structure, not inward structure by outer frequency; and so surrenders the experience-theory. The objective reason simply says that if an outer difference is there the mind must needs know it--which is no explanation at all, but a mere appeal to the fact that somehow the mind does know what is there.

The only clear thing to do is to give up the sham of a pretended explanation, and to fall back on the fact that the sense of difference _has_ arisen, in some natural manner doubtless, but in a manner which we do not understand. It was by the back-stairs way, at all events; and, from the very first, happened to be the only mode of reaction by which consciousness could feel the transition from one term to another of what (in _consequence_ of this very reaction) we now call a contrasted pair.

* * * * * In noticing the differences and resemblances of things, and their degrees, the mind feels its own activity, and has given the name of _comparison_ thereto. It need not compare its materials, but if once roused to do so, it can compare them with but one result, and this a fixed consequence of the nature of the materials themselves. Difference and resemblance are thus relations between ideal objects, or conceptions as such. To learn whether black and white differ, I need not consult the world of experience at all; the mere ideas suffice. _What I mean_ by black differs from _what I mean_ by white, whether such colors exist _extra mentem meam_ or not. If they ever do so exist, they _will_ differ. White things may blacken, but the black of them will differ from the white of them, so long as I mean anything definite by these three words.[537] * * * * * * * * * * _I shall now in what follows call all propositions which express time- and space-relations empirical propositions; and I shall give the name of rational propositions to all propositions which express the results of a comparison._ The latter denomination is in a sense arbitrary, for resemblance and difference are not usually held to be the only rational relations between things. I will next proceed to show, however, how many other rational relations commonly supposed distinct can be resolved into these, so that my definition of rational propositions will end, I trust, by proving less arbitrary than it now appears to be.

SERIES OF EVEN DIFFERENCE AND MEDIATE COMPARISON.

In Chapter XII we saw that the mind can at successive moments _mean the same_, and that it gradually comes into possession of a stock of permanent and fixed meanings, ideal objects, or conceptions, some of which are universal qualities, like the black and white of our example, and some, individual things. We now see that not only are the objects permanent mental possessions, but the results of their comparison are permanent too. The objects and their differences together form an immutable system. _The same objects, compared in the same way, always give the same results;_ if the result be not the same, then the objects are not those originally meant.

This last principle, which we may call the _axiom of constant result_, holds good throughout all our mental operations, not only when we compare, but when we add, divide, class, or infer a given matter in any conceivable way. Its most general expression would be "_the Same operated on in the same way gives the Same_." In mathematics it takes the form of "equals added to, or subtracted from, equals give equals," and the like. We shall meet with it again.

The next thing which we observe is that _the operation of comparing may be repeated on its own results_; in other words, that we can think of the various resemblances and differences which we find and compare them with each other, making differences and resemblances of a higher order. _The mind thus becomes aware of sets of similar differences, and forms series of terms with the same kind and amount of difference between them, terms which, as they succeed each other, maintain a constant direction of serial increase._ This sense of constant direction in a series of operations we saw in Chapter XIII (p. 490) to be a cardinal mental fact. "A differs from B differs from C differs from D, etc.," makes a _series_ only when the differences are in the same direction. In any such difference-series all terms differ in just the same way from their predecessors. The numbers 1, 2, 3, 4, 5,...the notes of the chromatic scale in music, are familiar examples. As soon as the mind grasps such a series as a whole, it perceives that _two terms taken far apart differ more than two terms taken near together_, and that any one term differs more from a remote than from a near successor, and this no matter what the terms may be, or what the sort of difference may be, provided it is always the same sort.

This PRINCIPLE OF MEDIATE COMPARISON might be briefly (though obscurely) expressed by the formula "_more than the more is more than the less_"--the words _more_ and _less_ standing simply for degrees of increase along a constant direction of differences. Such a formula would cover all possible cases, as, earlier than early is earlier than late, worse than bad is worse than good, east of east is east of west; etc., etc., _ad libitum_.[538] Symbolically, we might write it as _a_ < _b_ < _c_ < _d_...and say that any number of intermediaries may be expunged without obliging us to alter anything in what remains written.

The principle of mediate comparison is only one form of a law which holds in many series of homogeneously related terms, the law that _skipping intermediary terms leaves relations the same_. This AXIOM OF SKIPPED INTERMEDIARIES or of TRANSFERRED RELATIONS occurs, as we soon shall see, in logic as the fundamental principle of inference, in arithmetic as the fundamental property of the number-series, in geometry as that of the straight line, the plane and the parallel. _It seems to be on the whole the broadest and deepest law of man's thought._ In certain lists of terms the result of comparison may be to find no-difference, or equality in place of difference. Here also intermediaries may be skipped, and mediate comparison be carried on with the general result expressed by the _axiom of mediate equality_, "equals of equals are equal," which is the great principle of the mathematical sciences. This too as a result of the mind's mere acuteness, and in utter independence of the order in which experiences come associated together. Symbolically, again: _a = b = c = d...,_ with the same consequence as regards expunging terms which we saw before.

CLASSIFICATORY SERIES.

Thus we have a rather intricate system of necessary and immutable _ideal truths of comparison_, a system applicable to terms _experienced_ in any order of sequence or frequency, or even to terms never experienced or to be experienced, such as the mind's imaginary constructions would be. These truths of comparison result in _Classifications_. It is, for some unknown reason, a great æsthetic delight for the mind to break the order of experience, and class its materials in serial orders, proceeding from step to step of difference, and to contemplate untiringly the crossings and inosculations of the series among themselves. The first steps in most of the sciences are purely classificatory. Where facts fall easily into rich and intricate series (as plants and animals and chemical compounds do), the mere sight of the series fills the mind with a satisfaction _sui generis_; and a world whose _real_ materials naturally lend themselves to serial classification is _pro tanto_ a more rational world, a world with which the mind will feel more intimate, than with a world in which they do not. By the pre-evolutionary naturalists, whose generation has hardly passed away, classifications were supposed to be ultimate insights into God's mind, filling us with adoration of his ways. The fact that Nature lets us make them was a proof of the presence of his Thought in her bosom. So far as the facts of experience can _not_ be serially classified, therefore, so far experience fails to be rational in _one_ of the ways, at least, which we crave.

THE LOGIC-SERIES.

Closely akin to the function of comparison is that of _judging, predicating, or subsuming_. In fact, these elementary intellectual functions run into each other so, that it is often only a question of practical convenience whether we shall call a given mental operation by the name of one or of the other. Comparisons result in groups of like things; and presently (through discrimination and abstraction) in conceptions of the _respects_ in which the likenesses obtain. The groups are _genera_ or _classes_, the respects are _characters_ or _attributes_. The attributes again may be compared, forming genera of higher orders, and their characters singled out; so that we have a new sort of series, _that of predication, or of kind including kind_. Thus horses are quadrupeds, quadrupeds animals, animals machines, machines liable to wear out, etc. In such a series as this the several couplings of terms may have been made out originally at widely different times and under different circumstances. But memory may bring them together afterwards; and whenever it does so, our faculty of apprehending serial increase makes us conscious of them as a single system of successive terms united by the same relation.[539]